Nadir Khalid
Professional summary
Nadir Khalid, who also goes by Tony Whitehead, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Charlotte, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Charlotte, North Carolina.
Nadir is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Nadir has worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nadir Khalid's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 5130 Parkway Plaza, Charlotte, NC 28217April 14, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 5130 Parkway Plaza, Charlotte, NC 28217December 3, 2019 - March 25, 2021
WELLS FARGO CLEARING SERVICES, LLC
October 23, 2019 - March 25, 2021
WELLS FARGO CLEARING SERVICES, LLC
July 17, 2014 - July 29, 2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
February 27, 2014 - June 26, 2014
NEW ENGLAND SECURITIES
February 27, 2014 - June 26, 2014
MSI FINANCIAL SERVICES, INC.
January 10, 2014 - June 26, 2014
METLIFE INVESTORS DISTRIBUTION COMPANY
February 18, 2013 - November 29, 2013
UBS FINANCIAL SERVICES INC.
January 30, 2013 - November 29, 2013
UBS FINANCIAL SERVICES INC.
December 4, 2002 - January 25, 2013
VANGUARD MARKETING CORPORATION
July 10, 2001 - January 4, 2002
DIRECTED SERVICES LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
