Erik Kjell Rostvold
Professional Summary
Erik Kjell Rostvold, who also goes by Erik Sjell Rostvold, is a registered financial advisor currently at STRATCAP SECURITIES, LLC located in New York, New York. Erik is registered as a RR (Registered Representative) and started their career in finance in 2001. Erik has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Erik Sjell Rostvold
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
SC DISTRIBUTORS, LLC | STRATCAP SECURITIES, LLC
Contact Information
Main Address
30 Rockefeller Plaza, Suite 2050, New York, NY 10112Mailing Address
30 Rockefeller Plaza, Suite 2050, New York, NY 10112Phone Number
(657) 383-9648Established
Delaware since 03/31/2009Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/4/2025)
(1/2/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 2001About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Erik Kjell Rostvold's CRS (Customer Relationship Summary).
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