Dennis A. Lefevre
CETERA INVESTMENT ADVISERS LLC
NORTH NEWTON, KS 67117
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CRD#: 4383847
Professional summary
Dennis Allen Lefevre, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in North Newton, Kansas and CETERA WEALTH SERVICES, LLC located in Goshen, Indiana.
Dennis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Dennis has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) EVERENCE; Investment Related; 1118 Coyote Trail, Woodland Park, CO 80863. Insurance and Financial Services; Financial Consultant; Start Date 10/2019; 20 hours per month with 20 hours per month occurring during trading hours; As an employee of Everence, I provide investment and financial planning services through Everence Trust Company, a federally chartered savings bank, insurance (med-supp, fixed annuities, life insurance, long-term care insurance) and charitable planning services through Everence Foundation. Products and services offered through Everence Trust Company and other Everence entities are independent of and are not guaranteed or endorsed by Concourse Financial Group or its affiliates. A conflict of interest is created by this arrangement to the extent I recommend that a Concourse client open an Everence Trust Company account for which I will receive additional compensation. No Concourse client is obligated to use Everence Trust Company or its services. Clients choosing to implement my recommendations through Everence Trust Company advisory service should refer to Everence Trust Company's disclosure documents for additional information regarding services and fees. I always endeavor to put the interest of the client first and any recommendation I make is based on what I believe to be the best fit for the client's situation. >> LEFEVRE RENTALS; Non-Investment Related; Woodland Park, CO; Rental Property; Owner; Start Date 12/2007; 20 hours per month with no hours per month during trading hours; Holds one residential rental property built in 1916 and located in Hesston, KS. >> FRIESEN LEFEVRE POTTERY; Non-Investment Related; Woodland Park, CO; Pottery; Bookkeeper; Start Date 09/2022; 1 hour per month with no hours per month during trading hours; As a secondary signor on the bank account, I pay the bills for the business as well as assist when needed with shipping and general maintenance. This is a sole proprietorship that is owned by my spouse. >> ROCKY MOUNTAIN MENNONITE CAMP; Non-Investment Related; 709 County Road 62, Divide, CO 80814; Camp and Retreat Center; Board Member/Treasurer; Start Date 07/2006; 5 hours per month with no hours during trading hours; Serve on the board as treasurer. >> FINANCIAL PARTNERS LLC; Investment Related; Woodland Park, CO; Insurance; President; Start Date 01/2001; Currently no hours per month; Holding company for operating as an independent contractor from April 2001 to September 2009 selling Everence products. Not presently used but still in existence. >> POWER OF ATTORNEY; Non-Investment Related; Woodland Park, CO; Other; POA; Start Date 12/2003; 1 hours per month with no hours during trading hours; I have power of attorney to assist my mother with her financial matters; she presently manages them on her own. >> REVOCABLE LIVING TRUST (2); Non-Investment Related; Woodland Park, CO; Other; Trustee; Start Date 06/2021; 5 hours per month with no hours per month occurring during trading hours; Two trusts - one for my spouse and one for myself; we are co-trustees of each other's trusts.
CRS (Client Relationship Summary) - RIA
Click below to view Dennis Allen Lefevre's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3179 N Main Street Suite 1b, North Newton, KS 67117Office #3: 6760 Corporate Drive Suite 100 Room 106, Colorado Springs, CO 80919Office #4: 1110 North Main Street, Goshen, IN 46528RIA
CRD#: 105644
NORTH NEWTON, KS
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1110 North Main Street, Goshen, IN 46528Office #2: 3179 N Main Street Suite 1b, North Newton, KS 67117Office #4: 6760 Corporate Drive Suite 100, Room 106, Colorado Springs, CO 80919BD
CRD#: 13572
Goshen, IN
Past
October 14, 2009 - September 30, 2019
EVERENCE TRUST COMPANY
RIA
CRD#: 113179
HESSTON, KS
Past
October 18, 2001 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Woodland Park, CO
Past
April 24, 2001 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Woodland Park, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(2/20/2025)
RR
Arizona(2/20/2025)
RR
Arkansas(2/20/2025)
RR
California(2/20/2025)
RR
Colorado(2/20/2025)
IAR
Colorado(2/20/2025)
RR
Connecticut(2/20/2025)
RR
Florida(2/20/2025)
RR
Idaho(2/20/2025)
RR
Illinois(2/20/2025)
RR
Indiana(2/20/2025)
IAR
Indiana(3/25/2025)
RR
Iowa(2/20/2025)
RR
Kansas(2/20/2025)
IAR
Kansas(6/12/2025)
RR
Maryland(2/20/2025)
RR
Michigan(2/20/2025)
RR
Minnesota(2/20/2025)
RR
Missouri(2/20/2025)
RR
Montana(2/20/2025)
RR
Nebraska(2/20/2025)
RR
Nevada(2/20/2025)
RR
New Mexico(2/20/2025)
RR
New York(2/20/2025)
RR
North Carolina(2/20/2025)
RR
North Dakota(6/12/2025)
RR
Ohio(2/20/2025)
RR
Oklahoma(2/20/2025)
RR
Oregon(2/20/2025)
RR
Pennsylvania(2/20/2025)
RR
South Dakota(2/20/2025)
RR
Texas(2/20/2025)
IAR
Texas(4/1/2025)
RR
Utah(2/20/2025)
RR
Virginia(2/20/2025)
RR
Washington(2/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644North Newton, KS 67117TRUST BUT VERIFY
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