James J. Laman
Professional Summary
James J. Laman is a registered financial advisor currently at STANLEY LAMAN GROUP SECURITIES, LLC located in Berwyn, Pennsylvania. James is registered as a RR (Registered Representative) and started their career in finance in 2002. James has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14, Series 24, Series 27 and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
24 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
STANLEY LAMAN GROUP SECURITIES, LLC
Contact Information
Main Address
1235 Westlakes Drive, Suite 295, Berwyn, PA 19312Mailing Address
1235 Westlakes Drive, Suite 295, Berwyn, PA 19312Phone Number
(610) 993-9100Established
Delaware since 04/01/2002Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (12 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/8/2004)
(4/8/2004)
(4/2/2004)
(3/22/2004)
(3/9/2004)
(4/1/2004)
(5/14/2004)
(9/24/2003)
(4/19/2004)
(4/2/2004)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Aug 2003About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James J. Laman's CRS (Customer Relationship Summary).
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