John S. Team
Professional summary
John Stephen Team, who also goes by Steve Team, is a registered financial professional currently at FIRST BALLANTYNE, LLC located in Charlotte, North Carolina.
John is registered as a RR (Registered Representative) and started their career in finance in 2001. John has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Stephen Team's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2012 - Present
FIRST BALLANTYNE, LLC
Office #1: 13950 Ballantyne Corporate Place, Suite 185, Charlotte, NC 28277Office #2: 13950 Ballantyne Corporate Place Suite 185, Charlotte, NC 28277-2747June 13, 2001 - November 3, 2008
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/17/2012)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FIRST BALLANTYNE, LLC
CRD#: 125393 / SEC#: , 8-65792
Contact information
FINRA licenses (6 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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