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Christopher Scarr Edwards

FIRST BALLANTYNE
CHARLOTTE, NC
·CRD# 2613607·31 years experience

Professional Summary

Christopher Scarr Edwards, who also goes by Christopher Edwards, is a registered financial advisor currently at FIRST BALLANTYNE, LLC located in Charlotte, North Carolina. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1995. Christopher has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher Edwards

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

FIRST BALLANTYNE, LLC·CRD# 125393
BD
1. 13950 Ballantyne Corporate Place, Suite 185, Charlotte, NC 282772. 13950 Ballantyne Corporate Place Suite 185, Charlotte, NC 28277-2747
May 20, 2003 - Present
FIRST TRYON SECURITIES, LLC·CRD# 7336
BD
Charlotte, NC
June 14, 2002 - January 2, 2003
WACHOVIA SECURITIES, INC.·CRD# 431
BD
Charlotte, NC
October 24, 1995 - January 17, 2002

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Current Firm

FB
FIRST BALLANTYNE, LLC

FIRST BALLANTYNE, LLC

CRD#: 125393 / SEC#: 8-65792
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

13950 Ballantyne Corporate Place Suite 185, Charlotte, NC 28277-2747

Mailing Address

13950 Ballantyne Corporate Place Suite 185, Charlotte, NC 28277-2747

Phone Number

(704) 927-2900

Established

North Carolina since 12/30/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (6 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EDWARDS, CHRISTOPHER SCARRCEO2613607
FORD, JAMES MICHAEL MR.PRESIDENT4778415
ANDERSON, TROY WILLIAMREGISTERED REPRESENTATIVE4452390
ALEXANDER III, FRED CALVINREGISTERED REPRESENTATIVE4129726
TEAM, JOHN STEPHENCFO, FINOP, CCO4378014

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Georgia
(10/28/2011)
RR
North Carolina
(5/20/2003)
RR
South Carolina
(1/6/2011)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2007About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Scarr Edwards's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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CE
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