Travis E. Charlton
Professional summary
Travis E Charlton is a registered financial professional currently at DAVIS SECURITIES LLC located in New York, New York.
Travis is registered as a RR (Registered Representative) and started their career in finance in 2006. Travis has worked at 1 firm and has passed the Series 63, Series 57TO, SIE, Series 86, Series 87, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Travis E Charlton's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 2013 - Present
DAVIS SECURITIES LLC
Office #1: 31 West 34th Street 8th Floor, Suite 8067, New York, NY 10018May 11, 2006 - May 3, 2011
DAVIS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/3/2013)
(4/8/2013)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/9/2007
Limited Representative-Equity Trader ExamFINRA
Current Firm
DAVIS SECURITIES LLC
CRD#: 138829 / SEC#: , 8-67174
Contact information
FINRA licenses (5 States and Territories)
Red Flags
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