Eric Mitchell Davis
Professional Summary
Eric Mitchell Davis, who also goes by Eric M Davis, Eric Davis, is a registered financial advisor currently at DAVIS CAPITAL ADVISORS, LLC located in New York, New York and DAVIS SECURITIES LLC located in New York, New York. Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Eric has worked at 4 firms and has passed the Series 65, Series 63, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Eric M Davis, Eric Davis
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
DAVIS CAPITAL ADVISORS, LLC
Contact Information
Main Address
31 West 34th Street Suite 8076, New York, NY 10001-3030Phone Number
(212) 796-8440# of Employees
3SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
93AUM (Assets Under Management)
$46,860,690Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
DAVIS CAPITAL ADVISORS, LLC
State Registrations and Notice Filings
(5/31/2006)
(1/9/2026)
(6/15/2006)
(6/16/2006)
(5/31/2006)
(5/27/2022)
(3/5/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Oct 2024About the Series 52TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed May 2009About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Apr 2000SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Eric Mitchell Davis's CRS (Customer Relationship Summary).
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