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Maria Tingoli

DAVIS SECURITIES
NEW YORK, NY
·CRD# 1598620·39 years experience

Professional Summary

Maria Tingoli, who also goes by Maria Kushmakov, Maria Vancio, Maria Vanico, is a registered financial advisor currently at DAVIS SECURITIES LLC located in New York, New York. Maria is registered as a RR (Registered Representative) and started their career in finance in 1987. Maria has worked at 6 firms and has passed the Series 99TO, SIE, Series 7 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Maria Kushmakov, Maria Vancio, Maria Vanico

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

DAVIS SECURITIES LLC·CRD# 138829
BD
31 West 34th Street 8th Floor, Suite 8067, New York, NY 10001
August 3, 2015 - Present
WYCHE SECURITIES, INC.·CRD# 40772
BD
Corvallis, MT
August 8, 2011 - June 19, 2015
GENESIS SECURITIES, LLC·CRD# 46992
BD
New York, NY
May 11, 2009 - June 16, 2011
JOSEPH STEVENS & CO., INC.·CRD# 35459
BD
New York, NY
June 22, 1995 - June 10, 2008
TD AMERITRADE, INC.·CRD# 7870
BD
Omaha, NE
February 8, 1994 - June 20, 1995
CITICORP SECURITIES SERVICES, INC.·CRD# 15387
BD
New York, NY
May 19, 1993 - February 1, 1994
TD AMERITRADE, INC.·CRD# 7870
BD
Omaha, NE
January 21, 1987 - May 4, 1993

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Current Firm

DS
DAVIS SECURITIES LLC

DAVIS SECURITIES LLC

CRD#: 138829 / SEC#: 8-67174
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

31 West 34th Street 8th Floor, Suite 8067, New York, NY 10001

Mailing Address

31 West 34th Street 8th Floor, Suite 8067, New York, NY 10001

Phone Number

(212) 796-8440

Established

Delaware since 04/08/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (6 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DAVIS, ERIC MITCHELLCEO / MANAGING MEMBER /GSP/CCO1812949
TINGOLI, MARIAFINOP1598620

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1987About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 1989About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Maria Tingoli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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