David L. Tuyo
Professional summary
David Lawrence Tuyo II, who also goes by David Lawrence Tuyo, David Tuyo, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lacey, Washington and CETERA INVESTMENT SERVICES LLC located in Lacey, Washington.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. David has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Lawrence Tuyo II's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2026 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4501 Intelco Loop Se, Lacey, WA 98503June 3, 2026 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 4501 Intelco Loop Se, Lacey, WA 98503July 7, 2020 - April 17, 2025
COPPER FINANCIAL
July 6, 2020 - April 17, 2025
COPPER FINANCIAL
January 4, 2019 - June 30, 2020
CUSO FINANCIAL SERVICES, L.P.
May 19, 2014 - January 3, 2019
CUSO FINANCIAL SERVICES, L.P.
May 5, 2014 - June 30, 2020
CUSO FINANCIAL SERVICES, L.P.
November 12, 2009 - August 2, 2012
CETERA INVESTMENT SERVICES LLC
October 7, 2009 - August 2, 2012
CETERA INVESTMENT SERVICES LLC
February 15, 2008 - April 27, 2009
LPL FINANCIAL LLC
February 12, 2008 - April 27, 2009
LPL FINANCIAL LLC
October 16, 2006 - July 24, 2007
CETERA INVESTMENT SERVICES LLC
September 18, 2006 - July 24, 2007
CETERA INVESTMENT SERVICES LLC
May 24, 2005 - July 3, 2006
MORGAN KEEGAN & COMPANY, LLC
October 9, 2003 - May 24, 2005
CU INVESTMENT SOLUTIONS LLC
May 15, 2001 - August 25, 2003
EDWARD JONES
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/2/2026)
(6/3/2026)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
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