Brent W. Burgesser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brent William Burgesser, who also goes by Brent Burgesser, was a registered financial professional .
Brent is a previously registered financial professional and started their career in finance in 2000. Brent had worked at 9 firms and has passed the Series 66, Series 7TO, SIE, Series 31 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2025 - April 23, 2026
BROOKWOOD INVESTMENT GROUP
January 23, 2023 - January 3, 2025
BROOKWOOD INVESTMENT GROUP
August 11, 2021 - January 27, 2023
BELPOINTE ASSET MANAGEMENT LLC
January 20, 2016 - June 21, 2021
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
December 4, 2015 - December 31, 2015
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
November 13, 2015 - June 21, 2021
INTERNATIONAL ASSETS ADVISORY, LLC
July 17, 2012 - December 9, 2015
LPL FINANCIAL LLC
July 16, 2012 - December 9, 2015
LPL FINANCIAL LLC
October 31, 2008 - July 10, 2012
WELLS FARGO CLEARING SERVICES, LLC
October 31, 2008 - July 10, 2012
WELLS FARGO CLEARING SERVICES, LLC
November 18, 2005 - November 5, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 18, 2005 - November 5, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 19, 2005 - November 22, 2005
MORGAN STANLEY DW INC.
June 26, 2003 - November 22, 2005
MORGAN STANLEY DW INC.
January 30, 2001 - April 24, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 15, 2000 - April 24, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 11, 2000 - January 29, 2001
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
BROOKWOOD INVESTMENT GROUP
CRD#: 316544 / SEC#: 801-122508
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/11/2024
General Securities Representative ExaminationCurrent Firm
BROOKWOOD INVESTMENT GROUP
CRD#: 316544 / SEC#: 801-122508
Contact information
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,200 |
| AUM (Assets Under Management) | $ 1,064,198,265 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
