Kevin S. Mcgarry

VALLEY FINANCIAL GROUP

Ambler, PA 19002

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CRD#: 4371076

Professional summary

Kevin Steven Mcgarry is a registered financial advisor currently at VALLEY FINANCIAL GROUP located in Ambler, Pennsylvania and PURSHE KAPLAN STERLING INVESTMENTS located in Ambler, Pennsylvania.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Kevin has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 1. Valley financial Group 2. Investment related 3. At registered location. RIA 5. Agent 6. 03/01/2021 7. 120 hrs/mo 8. 120 hours during securities trading 9.3 Producer/Owner 2) 1. St. Anthony's Volunteer Basketball Coach 2. Not investment related 3. 259 Forest Ave., Ambler, PA 19002 4. Volunteer 5. Coach 6. 04/28/2014 7. 10 hrs/mo 8. 0 hrs during trading 9. Coaching basketball

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Steven Mcgarry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 15, 2021 - Present

VALLEY FINANCIAL GROUP

Office #1: 311 Lindenwold Ave, Ambler, PA 19002

RIA

CRD#: 312254

Ambler, PA

Current

March 31, 2021 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 311 Lindenwold Avenue, Ambler, PA 19002

CRD#: 35747

Ambler, PA

Past

March 25, 2019 - March 31, 2021

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

Flourtown, PA

Past

September 15, 2016 - March 31, 2021

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

Flourtown, PA

Past

January 9, 2014 - September 28, 2016

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Past

January 9, 2013 - December 11, 2013

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

October 3, 2001 - January 28, 2013

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

Past

June 6, 2001 - September 17, 2001

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALLEY FINANCIAL GROUP

VALLEY FINANCIAL GROUP | VALLEY FINANCIAL GROUP, INC.

CRD#: 312254 / SEC#: 801-120325

RIA

Registered Investment Advisory firm - (2/16/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/31/2021)

California
(3/31/2021)

Delaware
(3/31/2021)

Florida
(3/31/2021)

Georgia
(3/31/2021)

Illinois
(3/31/2021)

Maine
(3/31/2021)

Maryland
(3/31/2021)

Missouri
(3/31/2021)

New Hampshire
(3/31/2021)

New Jersey
(3/31/2021)

New York
(3/31/2021)

North Carolina
(3/31/2021)

Pennsylvania
(3/31/2021)

IAR

Pennsylvania
(4/15/2021)

South Carolina
(3/31/2021)

Texas
(12/16/2021)

Virginia
(3/31/2021)

West Virginia
(3/31/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/20/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/31/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/22/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/5/2001

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

VALLEY FINANCIAL GROUP

VALLEY FINANCIAL GROUP | VALLEY FINANCIAL GROUP, INC.

CRD#: 312254 / SEC#: 801-120325

RIA

Registered Investment Advisory firm - (2/16/2021 Approved)

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Contact information

Main Address

311 Lindenwold Ave, Ambler, PA 19002

Mailing Address

Phone number

(215) 947-9190

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A PLUS WRAP (3/31/2025)

Regulatory assets under management

Total Number of Accounts	821
AUM (Assets Under Management)	$ 237,918,365

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin S. Mcgarry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Steven Mcgarry's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

DWS DISTRIBUTORS, INC.

TRANSAMERICA CAPITAL, LLC

GLOBAL ATLANTIC DISTRIBUTORS, LLC

DELAWARE DISTRIBUTORS, L.P.

Primary Firm SEC Registration

VALLEY FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 3/20/2019

Series 63

Date: 10/31/2001

SIE

Date: 10/1/2018

Series 7

Date: 5/22/2014

Series 6

Date: 6/5/2001

FINRA

Current Firm

VALLEY FINANCIAL GROUP

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VALLEY FINANCIAL GROUP

TRUST BUT VERIFY

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