Kenneth W. Beck

EXCHANGERIGHT SECURITIES

Pasadena, CA 91106

CRD#: 4370347

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Professional summary

Kenneth W Beck, who also goes by Ken Beck, Kenneth West Beck, is a registered financial professional currently at EXCHANGERIGHT SECURITIES, LLC located in Pasadena, California.

Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2002. Kenneth has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ken Beck | Kenneth West Beck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kenneth W Beck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 16, 2026 - Present

EXCHANGERIGHT SECURITIES, LLC

Office #1: 1055 E. Colorado Blvd, Suite 3130, Pasadena, CA 91106

CRD#: 283430

Pasadena, CA

Past

December 19, 2016 - October 15, 2025

THE M & A GROUP LLC

CRD#: 144909

STILLWATER, MN

Past

July 12, 2013 - September 14, 2016

AMERICAN ELM DISTRIBUTION PARTNERS, LLC

CRD#: 153322

PORTSMOUTH, NH

Past

January 8, 2013 - June 25, 2013

PATRICK CAPITAL MARKETS, LLC

CRD#: 16518

CASTLE ROCK, CO

Past

April 9, 2008 - December 17, 2012

CION SECURITIES, LLC

CRD#: 15487

NEW YORK, NY

Past

September 11, 2007 - March 10, 2008

OLD MUTUAL CAPITAL

RIA

CRD#: 131405

DENVER, CO

Past

May 4, 2006 - March 10, 2008

OLD MUTUAL INVESTMENT PARTNERS

CRD#: 44916

DENVER, CO

Past

April 12, 2002 - October 21, 2004

WORLD GROUP SECURITIES, INC.

CRD#: 114473

DULUTH, GA

Past

January 24, 2002 - April 12, 2002

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/16/2026)

California
(6/16/2026)

Colorado
(6/16/2026)

New Mexico
(6/16/2026)

Utah
(6/16/2026)

Exams

State Security Law Exam

IAR

Series 66

Date: 5/11/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/22/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/23/2002

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

EXCHANGERIGHT SECURITIES, LLC

CRD#: 283430 / SEC#: , 8-69753

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106

Mailing Address

1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106

Phone number

(626) 564-1031

Established

California since 01/06/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
EXCHANGERIGHT HOLDINGS, LLC	OWNER
DRYDEN, SUSANA KAY	CHIEF COMPLIANCE OFFICER, MANAGING MEMBER	5327906
THOMAS, WARREN JESSE MCEWIN	PRESIDENT, MANAGING MEMBER	2299254
THORNTON, STEVEN LEE	FINOP	4496384
UNGERECHT, JOSHUA PAUL	CEO, MANAGING MEMBER	5183573

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth W. Beck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kenneth W Beck's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE M & A GROUP LLC

AMERICAN ELM DISTRIBUTION PARTNERS, LLC

PATRICK CAPITAL MARKETS, LLC

CION SECURITIES, LLC

OLD MUTUAL CAPITAL

OLD MUTUAL INVESTMENT PARTNERS

WORLD GROUP SECURITIES, INC.

WMA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/11/2007

SIE

Date: 10/1/2018

Series 7

Date: 9/22/2006

Series 6

Date: 1/23/2002

FINRA

Current Firm

EXCHANGERIGHT SECURITIES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

EXCHANGERIGHT SECURITIES, LLC

TRUST BUT VERIFY

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