BK
Benedikt E. Kalkert
FIDELITY BROKERAGE SERVICES LLC
Durham, NC 27709
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CRD#: 4357693
BK
Professional summary
Benedikt E. Kalkert, CFP®, who also goes by Benedikt Edmund Kalkert, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Durham, North Carolina and FIDELITY DISTRIBUTORS COMPANY LLC located in Durham, North Carolina.
Benedikt is registered as a RR (Registered Representative) and started their career in finance in 2001. Benedikt has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Benedikt Edmund Kalkert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-60292|OrgNmn:Conch Republic Marine Army|Org Addr:Big Pine K,Florida,US|OBA Nature:Ocean shoreline clean up|Invst Rel:N|Title:Member of the board|Duties:attend board meetings, possibly help make investment decisions for working capital (money mkts, treasuries etc)|StrtDt:06-22-2021|TotHrs/mon:0.5|TrdHrs/mon:0|
CRS (Client Relationship Summary) - BD
Click below to view Benedikt E. Kalkert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 6, 2012 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 100 New Millennium Way, Durham, NC 27709BD
CRD#: 7784
Durham, NC
Current
December 21, 2022 - Present
FIDELITY DISTRIBUTORS COMPANY LLC
Office #1: 100 New Milennium Way, Durham, NC 27709BD
CRD#: 17507
Durham, NC
Past
July 13, 2018 - June 2, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
CORNELIUS, NC
Past
June 22, 2016 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SARASOTA, FL
Past
December 7, 2012 - May 10, 2016
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SARASOTA, FL
Past
September 2, 2010 - November 21, 2012
USAA FINANCIAL PLANNING SERVICES
RIA
CRD#: 106352
LOS ANGELES, CA
Past
August 30, 2010 - November 21, 2012
USAA FINANCIAL ADVISORS, INC.
BD
CRD#: 129035
LOS ANGELES, CA
Past
March 14, 2008 - August 16, 2010
LEVEL FOUR ADVISORY SERVICES
RIA
CRD#: 134086
VIRGINIA BEACH, VA
Past
February 29, 2008 - August 17, 2010
OSAIC FS, INC.
BD
CRD#: 3870
VIRGINIA BEACH, VA
Past
June 30, 2003 - March 14, 2008
AMERIPRISE ADVISOR SERVICES, INC.
RIA
CRD#: 5979
VIRGINIA BEACH, VA
Past
March 1, 2001 - March 14, 2008
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
VIRGINIA BEACH, VA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/21/2022)
RR
Alaska(12/21/2022)
RR
Arizona(12/21/2022)
RR
Arkansas(12/21/2022)
RR
California(9/29/2022)
RR
Colorado(12/21/2022)
RR
Connecticut(9/29/2022)
RR
Delaware(12/21/2022)
RR
District of Columbia(12/21/2022)
RR
Florida(5/2/2016)
RR
Georgia(12/21/2022)
RR
Hawaii(12/21/2022)
RR
Idaho(12/21/2022)
RR
Illinois(9/29/2022)
RR
Indiana(12/21/2022)
RR
Iowa(12/21/2022)
RR
Kansas(12/21/2022)
RR
Kentucky(12/21/2022)
RR
Louisiana(12/21/2022)
RR
Maine(12/21/2022)
RR
Maryland(12/21/2022)
RR
Massachusetts(9/29/2022)
RR
Michigan(12/21/2022)
RR
Minnesota(12/21/2022)
RR
Mississippi(12/21/2022)
RR
Missouri(12/21/2022)
RR
Montana(12/21/2022)
RR
Nebraska(12/21/2022)
RR
Nevada(1/6/2023)
RR
New Hampshire(12/21/2022)
RR
New Jersey(12/21/2022)
RR
New Mexico(12/21/2022)
RR
New York(9/29/2022)
RR
North Carolina(1/6/2023)
RR
North Dakota(12/21/2022)
RR
Ohio(12/21/2022)
RR
Oklahoma(12/21/2022)
RR
Oregon(12/21/2022)
RR
Pennsylvania(12/21/2022)
RR
Puerto Rico(12/21/2022)
RR
Rhode Island(12/21/2022)
RR
South Carolina(12/21/2022)
RR
South Dakota(12/21/2022)
RR
Tennessee(12/21/2022)
RR
Texas(9/29/2022)
RR
Utah(12/21/2022)
RR
Vermont(12/21/2022)
RR
Virgin Islands(1/6/2023)
RR
Virginia(12/21/2022)
RR
Washington(9/29/2022)
RR
West Virginia(12/21/2022)
RR
Wisconsin(12/21/2022)
RR
Wyoming(12/21/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
FD
FIDELITY DISTRIBUTORS COMPANY LLC
FIDELITY DISTRIBUTORS COMPANY LLC | INSTITUTIONAL COMPANY, INC. | FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. | FIDELITY INSTITUTIONAL RETIREMENT SERVICES COMPANY
CRD#: 17507 / SEC#: , 8-35097
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone Wg3d, Westlake, TX 76262
Phone number
(800) 237-8132
Established
Delaware since 01/01/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | STOCKHOLDER | |
| ACKERMAN, CHARLES ALLAN | DIRECTOR | 2168517 |
| ADAMS, ROBERT | COO | 1291582 |
| GUSTAFSON, DALTON | PRESIDENT/DIRECTOR | 2439305 |
| HAGGERTY, MARK A | EXECUTIVE VICE PRESIDENT/DIRECTOR | 4347837 |
| KAVANAUGH, NATALIE ANN | CHIEF LEGAL OFFICER | |
| MCGINTY, JOHN JR. | CHIEF COMPLIANCE OFFICER | 5560420 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 17 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY DISTRIBUTORS COMPANY LLC
CRD#: 17507Durham, NC 27709TRUST BUT VERIFY
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