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FIRM PROFILE
Overview
FIDELITY DISTRIBUTORS COMPANY LLC is located at 900 Salem Street, Smithfield, RI 02917 and was first established at Boston, Delaware in 01/01/2020. After operating for 6 years, FIDELITY DISTRIBUTORS COMPANY LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of FIDELITY DISTRIBUTORS COMPANY LLC’s clients are individuals and 0% of their clients are high net worth individuals. FIDELITY DISTRIBUTORS COMPANY LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at FIDELITY DISTRIBUTORS COMPANY LLC are registered to handle securities or provide financial advice. The firm has 20 disclosures, 3 being regulatory events, 0 being client events, and 17 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access FIDELITY DISTRIBUTORS COMPANY LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at FIDELITY DISTRIBUTORS COMPANY LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for FIDELITY DISTRIBUTORS COMPANY LLC Comes From
Understanding the Statistics for FIDELITY DISTRIBUTORS COMPANY LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
900 Salem Street, Smithfield, RI 02917
Two Destiny Way Mail Zone Wg3d, Westlake, TX 76262
Large
(800) 237-8132
Delaware since 01/01/2020
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | STOCKHOLDER | ||
| ACKERMAN, CHARLES ALLAN | DIRECTOR | 2168517 | |
| ADAMS, ROBERT | COO | 1291582 | |
| GUSTAFSON, DALTON | PRESIDENT/DIRECTOR | 2439305 | |
| HAGGERTY, MARK A | EXECUTIVE VICE PRESIDENT/DIRECTOR | 4347837 | |
| KAVANAUGH, NATALIE ANN | CHIEF LEGAL OFFICER | ||
| MCGINTY, JOHN JR. | CHIEF COMPLIANCE OFFICER | 5560420 | |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
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Advisor's working at FIDELITY DISTRIBUTORS COMPANY LLC
Matthew Dylan Aroesty
Brett Peter Hutchins Crocker
Joanne Margaret Caruso
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