VR
Valerie L. Rattigan
VANGUARD ADVISERS
CHARLOTTE, NC 28262
Some features on this profile are disabled
CRD#: 4355277
VR
Professional summary
Valerie Lesane Rattigan, who also goes by Valerie Lesane, Valerie Rattigan, Valerie Lesane Rattigan, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Charlotte, North Carolina and VANGUARD MARKETING CORPORATION located in Charlotte, North Carolina.
Valerie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Valerie has worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Valerie Lesane | Valerie Rattigan | Valerie Lesane Rattigan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 (1) NAME OF BUSINESS: FAITH REAL ESTATE PROPERTIES, LLC INVESTMENT RELATED: ADDRESS: CHARLOTTE NC 28278 NATURE OF BUSINESS: Rental Properties POSITION: Owner, CEO START DATE: 03/09/2017 APPROXIMATE HOURS PER MONTH: 2 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: I have a property manager who manages properties (2) NAME OF BUSINESS: BERKSHIRE HATHAWAY HOMESERVICES ELITE PROPERTIES AGENCY INVESTMENT RELATED: ADDRESS (City/State): Charlotte NC 28210 NATURE OF BUSINESS: Real Estate POSITION: CONTRACTED WITH BERKSHIRE HATHAWAY HOMESERVICES ELITE PROPERTIES START DATE (Month/Year): 04/2023 APPROXIMATE HOURS PER MONTH: 16 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Real Estate Broker for Buyers and Sellers of Real Estate property. (3) NAME OF BUSINESS: FAMILY FIRST LIFE INVESTMENT RELATED: ADDRESS (City/State): 12624 FRANK WILEY LN, CHARLOTTE NC 28278-7298 NATURE OF BUSINESS: Real Estate POSITION: Real Estate Broker START DATE (Month/Year): 1/21/2021 APPROXIMATE HOURS PER MONTH: 10 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Insurance broker for selling life insurance products
CRS (Client Relationship Summary) - RIA
Click below to view Valerie Lesane Rattigan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 16, 2021 - Present
VANGUARD ADVISERS, INC.
Office #1: 1030 Admiral Nelson Ct, Charlotte, NC 28262RIA
CRD#: 106715
CHARLOTTE, NC
Current
July 14, 2021 - Present
VANGUARD MARKETING CORPORATION
Office #1: 1030 Admiral Nelson Ct, Charlotte, NC 28262BD
CRD#: 7452
CHARLOTTE, NC
Past
March 30, 2021 - May 10, 2021
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
Clover, SC
Past
January 23, 2008 - December 31, 2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
CHARLOTTE, NC
Past
August 2, 2007 - November 6, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
CHARLOTTE, NC
Past
February 27, 2001 - July 12, 2007
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
TRUMBULL, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VANGUARD ADVISERS, INC.
VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
RIA
Registered Investment Advisory firm - (7/28/1995 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/16/2021)
RR
Alaska(9/16/2021)
RR
Arizona(9/16/2021)
RR
Arkansas(9/16/2021)
RR
California(9/16/2021)
RR
Colorado(9/16/2021)
RR
Connecticut(9/16/2021)
RR
Delaware(9/16/2021)
RR
District of Columbia(9/16/2021)
RR
Florida(9/16/2021)
RR
Georgia(9/16/2021)
RR
Hawaii(9/16/2021)
RR
Idaho(9/16/2021)
RR
Illinois(9/16/2021)
RR
Indiana(9/16/2021)
RR
Iowa(9/16/2021)
RR
Kansas(9/16/2021)
RR
Kentucky(9/16/2021)
RR
Louisiana(9/16/2021)
RR
Maine(9/16/2021)
RR
Maryland(9/16/2021)
RR
Massachusetts(9/16/2021)
RR
Michigan(9/16/2021)
RR
Minnesota(9/16/2021)
RR
Mississippi(9/16/2021)
RR
Missouri(9/16/2021)
RR
Montana(9/16/2021)
RR
Nebraska(9/16/2021)
RR
Nevada(9/16/2021)
RR
New Hampshire(9/16/2021)
RR
New Jersey(9/16/2021)
RR
New Mexico(9/16/2021)
RR
New York(9/16/2021)
RR
North Carolina(7/14/2021)
IAR
North Carolina(9/16/2021)
RR
North Dakota(9/16/2021)
RR
Ohio(9/17/2021)
RR
Oklahoma(9/16/2021)
RR
Oregon(9/16/2021)
RR
Pennsylvania(9/16/2021)
RR
Puerto Rico(9/16/2021)
RR
Rhode Island(9/16/2021)
RR
South Carolina(9/16/2021)
RR
South Dakota(9/16/2021)
RR
Tennessee(9/16/2021)
RR
Texas(9/16/2021)
IAR
Texas(9/16/2021)
RR
Utah(9/16/2021)
RR
Vermont(9/16/2021)
RR
Virgin Islands(9/16/2021)
RR
Virginia(9/16/2021)
RR
Washington(9/16/2021)
RR
West Virginia(9/16/2021)
RR
Wisconsin(9/16/2021)
RR
Wyoming(9/16/2021)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VANGUARD ADVISERS, INC.
VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
RIA
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Contact information
Main Address
100 Vanguard Blvd, Malvern, PA 19355
Mailing Address
Phone number
(610) 669-1000
Established
Firm type
Fiscal year end
# of Employees
2,225
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
