Steven Anthony Moralez Ii
Professional Summary
Steven Anthony Moralez II, who also goes by Steven Anthony Moralez, II, is a registered financial advisor currently at NVSTR FINANCIAL LLC located in Port Washington, New York and TUDOR SECURITIES, LLC located in Miami, Florida. Steven is registered as a RR (Registered Representative) and started their career in finance in 2001. Steven has worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 55, Series 7, Series 25 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Steven Anthony Moralez, Ii
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
TUDOR SECURITIES, LLC
Contact Information
Main Address
601 Brickell Key Drive, Suite 700, Miami, FL 33131Mailing Address
601 Brickell Key Drive, Suite 700, Miami, FL 33131Phone Number
(786) 257-2764Established
Florida since 12/18/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/13/2026)
(8/19/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Sep 2006Series 25 — NYSE Trading Assistant Examination
Passed Mar 2001SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Steven Anthony Moralez II's CRS (Customer Relationship Summary).
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