DP
David N. Parker
BONDS.COM LLC
New York, NY 10005
Some features on this profile are disabled
CRD#: 4349441
DP
Professional summary
David Nelson Parker is a registered financial professional currently at BONDS.COM LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2003. David has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view David Nelson Parker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 2, 2016 - Present
BONDS.COM LLC
Office #1: 32 Old Slip 34th Floor, New York, NY 10005Office #2: 32 Old Slip 34th Floor, New York, NY 10005BD
CRD#: 43875
New York, NY
Past
August 21, 2014 - November 21, 2016
LIQUIDNET, INC.
BD
CRD#: 103987
NEW YORK, NY
Past
April 27, 2012 - August 18, 2014
VEGA-CHI US LIMITED
BD
CRD#: 158017
NEW YORK, NY
Past
June 8, 2004 - February 2, 2011
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
NEW YORK, NY
Past
June 16, 2003 - July 1, 2004
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/14/2016)
RR
Alaska(12/14/2016)
RR
Arizona(12/14/2016)
RR
Arkansas(12/14/2016)
RR
California(12/14/2016)
RR
Colorado(12/14/2016)
RR
Connecticut(12/14/2016)
RR
Delaware(1/9/2017)
RR
District of Columbia(12/14/2016)
RR
Georgia(12/14/2016)
RR
Hawaii(12/14/2016)
RR
Idaho(12/14/2016)
RR
Illinois(12/14/2016)
RR
Indiana(12/14/2016)
RR
Iowa(12/14/2016)
RR
Kansas(12/14/2016)
RR
Kentucky(12/14/2016)
RR
Louisiana(12/14/2016)
RR
Maine(12/14/2016)
RR
Maryland(12/14/2016)
RR
Massachusetts(12/14/2016)
RR
Michigan(12/14/2016)
RR
Minnesota(12/14/2016)
RR
Mississippi(12/14/2016)
RR
Missouri(12/14/2016)
RR
Montana(12/14/2016)
RR
Nebraska(12/14/2016)
RR
Nevada(12/14/2016)
RR
New Hampshire(12/14/2016)
RR
New Jersey(12/14/2016)
RR
New Mexico(12/14/2016)
RR
New York(12/2/2016)
RR
North Carolina(12/15/2016)
RR
North Dakota(12/14/2016)
RR
Oklahoma(12/14/2016)
RR
Oregon(12/14/2016)
RR
Pennsylvania(12/14/2016)
RR
Puerto Rico(12/14/2016)
RR
Rhode Island(12/14/2016)
RR
South Carolina(12/14/2016)
RR
South Dakota(12/14/2016)
RR
Tennessee(12/14/2016)
RR
Texas(12/14/2016)
RR
Utah(12/14/2016)
RR
Vermont(12/14/2016)
RR
Virgin Islands(12/14/2016)
RR
Virginia(12/14/2016)
RR
Washington(12/14/2016)
RR
West Virginia(12/14/2016)
RR
Wisconsin(12/14/2016)
RR
Wyoming(12/14/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BONDS.COM LLC
BONDS.COM LLC | PEDESTAL CAPITAL, INC. | PEDESTAL CAPITAL MARKETS, INC. | MTS MARKETS INTERNATIONAL, INC. | BONDS.COM, INC.
CRD#: 43875 / SEC#: , 8-50451
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
32 Old Slip 34th Floor, New York, NY 10005
Mailing Address
32 Old Slip 34th Floor, New York, NY 10005
Phone number
(212) 257-4062
Established
Delaware since 06/30/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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