David Christopher Ales
Professional Summary
David Christopher Ales, who also goes by David Ales, is a registered financial advisor currently at QUANTFURY TRADING USA LLC located in New York, New York. David is registered as a RR (Registered Representative) and started their career in finance in 2001. David has worked at 9 firms and has passed the Series 66, Series 63, Series 82TO, Series 57TO, Series 52TO, Series 99TO, Series 3, Series 79TO, SIE, Series 55, Series 25, Series 7,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David Ales
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
ARENS SECURITIES | QUANTFURY TRADING USA LLC
Contact Information
Main Address
1245 Broadway 15th Floor, New York, NY 10001Mailing Address
1245 Broadway 15th Floor, New York, NY 10001Phone Number
(646) 929-3459Established
Delaware since 02/04/2022Firm Type
Limited Liability CompanyFiscal Year End
MayFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/10/2025)
(11/24/2025)
(1/2/2026)
(6/28/2023)
(10/23/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jun 2023About the Series 82TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Dec 2019About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Oct 2004Series 25 — NYSE Trading Assistant Examination
Passed Oct 2001Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Dec 2005About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Oct 2005About the Series 10 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Christopher Ales's CRS (Customer Relationship Summary).
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