Todd Edmondson

CETERA INVESTMENT ADVISERS LLC

GADSDEN, AL 35901

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CRD#: 4330405

Professional summary

Todd Edmondson, who also goes by Steven Todd Edmondson, Steven T Edmonston, Steven Todd Edmonston, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Gadsden, Alabama and CETERA INVESTMENT SERVICES LLC located in Gadsden, Alabama.

Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Todd has worked at 8 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven Todd Edmondson | Steven T Edmonston | Steven Todd Edmonston

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.)GADSDEN HOUSING AUTHORITY BOARD MEMBER, 1/2 HR/WK, SUPERVISE HOUSING DIRECTOR, SET AND REVIEW BUDGETS, POLICIES, AND PROCEDURES, NO COMPENSATION, DOESN'T INVOLVE SECURITY CLIENTS OR SECURITY ACTIVITIES. 2.) THE BIG OAK FIRE DEPT. BOARDMEMBER. SALVATION ARMY BOARDMEMBER. THE FAMILY SUCCESS CENTER BOARDMEMBER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Edmondson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2014 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 200 Broad St, Gadsden, AL 35901

RIA

CRD#: 105644

GADSDEN, AL

Current

January 10, 2013 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 200 Broad Street, Gadsden, AL 35901

CRD#: 15340

Gadsden, AL

Past

January 10, 2013 - January 21, 2014

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

ST CLOUD, MN

Past

March 16, 2012 - January 2, 2013

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

BIRMINGHAM, AL

Past

March 16, 2012 - January 2, 2013

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

BIRMINGHAM, AL

Past

October 27, 2009 - March 26, 2012

INVESTMENT PROFESSIONALS, INC.

RIA

CRD#: 30184

GADSDEN, AL

Past

October 27, 2009 - March 26, 2012

INVESTMENT PROFESSIONALS, INC.

CRD#: 30184

GADSDEN, AL

Past

June 4, 2007 - October 28, 2009

COLONIAL ASSET MANAGEMENT INC

RIA

CRD#: 108950

ANNISTON, AL

Past

May 22, 2007 - October 28, 2009

COLONIAL BROKERAGE, INC.

CRD#: 111668

SOUTHSIDE, AL

Past

March 12, 2003 - April 20, 2004

AMSOUTH INVESTMENT SERVICES, INC.

CRD#: 15692

BIRMINGHAM, AL

Past

May 30, 2001 - July 3, 2002

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/10/2013)

IAR

Alabama
(1/21/2014)

Georgia
(6/13/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/29/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/21/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/21/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/16/2001

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd Edmondson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Edmondson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

INVESTMENT PROFESSIONALS, INC.

INVESTMENT PROFESSIONALS, INC.

COLONIAL ASSET MANAGEMENT INC

COLONIAL BROKERAGE, INC.

AMSOUTH INVESTMENT SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/29/2007

Series 63

Date: 2/21/2001

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/21/2007

Series 6

Date: 2/16/2001

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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