Robert Wesley Shannon
CFP®Professional Summary
Robert Wesley Shannon, CFP®, who also goes by Wes Shannon, is a registered financial advisor currently at BRAZOS WEALTH ADVISORS LLC located in Fort Worth, Texas. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Robert has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Wes Shannon
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
39 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BRAZOS WEALTH ADVISORS LLC
Contact Information
Main Address
2833 Crockett St. Ste.102, Fort Worth, TX 76107Mailing Address
Po Box 977, Iowa Park, TX 76367Phone Number
(682) 350-1055# of Employees
3SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
425AUM (Assets Under Management)
$183,697,357Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/16/2026 | Cover Page | Report |
| 01/05/2026 | Cover Page | Report |
| 08/30/2024 | Cover Page | Report |
| 01/17/2024 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BRAZOS WEALTH ADVISORS LLC
State Registrations and Notice Filings
(4/15/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 1987About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Robert Wesley Shannon's CRS (Customer Relationship Summary).
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