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Shane P. Snively
EAGLE WEALTH MANAGEMENT GROUP
Charlotte, NC 28277
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CRD#: 4326919
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Professional summary
Shane Patrick Snively is a registered financial advisor currently at EAGLE WEALTH MANAGEMENT GROUP INC. located in Charlotte, North Carolina and CONCORDE INVESTMENT SERVICES, LLC located in Charlotte, North Carolina.
Shane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Shane has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Abiding Wealth Advisors LLC, Investment related, 10815 Sikes Place, Suite 320, Charlotte NC 28277, DBA for securities business, wealth management services, CEO/Owner, manage business operations, oversee marketing, controls,recruiting, managing insurance business, licensing, contracting, compliance, training programs, investment platforms, insurance contracts, accouting bookkeeping, Start date 10/01/19, 6-10 hours/monthly during non trading hours, 21-40 hours/monthly during trading hours. 2) NLWP LLC, Non Investment related, 10815 Sikes Place, Suite 320, Charlotte NC 28277, managing partner/100% Commercial office space, Owner,manage commerical properties affiliated with Abiding Wealth Advisors LLC. Start date 11/11/2012, 1-5 hrs/month during non trading hours, 1-5 hrs/month during trading hours. 3) KAZSource Inc, Non Investment related, DBA for Kazcm.com, content creation, podcasting, sports media, insurance brokerage, entrepreneurial projects. COO,20% Owner, manage operations, associates business strategist, business planning, financials of the firm, e sports sponsorship, podcast network and production, Start date 01/2014, 1-5 hours/month during non trading hours, 6-10 hours/monthly during trading hours. 4) Kazinsurance, Non Investment related, 10815 Sike Place Suite 320, Charlotte NC, 28277, Independent fixed insurance brokerage firm providing life, disability, long-term care,fixed annuity products to independent insurance agents through its affiliation with LifeMark. COO/CFO, manage back office business operations, Kazsource provides insurance products to Abiding Wealth Advisors, receieves comp from Kazins & Insurance Companies when FA's, Life, disability LTC Insurance, Start date 01/01/2014. 5) Chestnut FP Properties LLC, Non Investment related, Matthews NC, Office Building, Managing Member, I am responsible for managing all the accouting,taxes, annual filings, 50% Owner Start date 10/01/2016, 1-5 hrs/month during non trading hours, 1-5 hrs/month during trading hours. 6) Chestnut Family Practice PLLC, Non investment related, 1013 Chestnut Ln suite 110, Matthews, NC 28104, Family Practice, CFO, manage accounting, tax work, financial oversight of family practice. Start date 08/01/17, 1-5 hours/month during non trading and trading hours. 7) Gardner-Webb University Pace Board of Advisors, Non Investment related, 8030 Arrowrdige Blvd, Charlotte NC 28273. Education, past president, Advisory board member, promoting profesional development programs for Under Grads and Graduate Degree Programs. Start date 01/01/21. 1-5 hours/month during non trading and trading hours. 8) Eagle Wealth Management Group Inc, Investment related, 10815 Sikes Place Suite 320, Charlotte NC 28277, Registered Investment Advisory Firm, Investment Advisor Representative, fiduciary level retirement planning services, business advisory and investment management. Start date 10/30/2023, 1-5 hours during non trading hours, 21-40 hours during trading hours. 9) FRS Software, Non investment related, Monroe NC 28110, Background screening company, Board Member, strategic planning, software dev, data applications, develop projections, mentor new CEO, COO and potentiail assist in finding a new CFO, identify and develop new markets in the background screeing ind. 1-5 hr/mnth hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Shane Patrick Snively's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 30, 2023 - Present
EAGLE WEALTH MANAGEMENT GROUP INC.
Office #1: 10815 Sikes Place Suite #320, Charlotte, NC 28277RIA
CRD#: 327052
Charlotte, NC
Current
November 20, 2023 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 10815 Sikes Place Suite 320, Charlotte, NC 28277BD
CRD#: 151604
Charlotte, NC
Past
October 7, 2009 - November 20, 2023
CROWN CAPITAL SECURITIES, L.P.
RIA
CRD#: 6312
CHARLOTTE, NC
Past
October 7, 2009 - November 20, 2023
CROWN CAPITAL SECURITIES, L.P.
BD
CRD#: 6312
CHARLOTTE, NC
Past
February 14, 2007 - October 2, 2009
CONSOLIDATED PORTFOLIO REVIEW CORP
RIA
CRD#: 112694
WOODBURY, NY
Past
February 7, 2007 - October 2, 2009
IMPACTU.INVESTMENTS, LLC
BD
CRD#: 122696
WAXHAW, NC
Past
April 10, 2001 - February 5, 2007
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
CHARLOTTE, NC
Past
February 8, 2001 - February 5, 2007
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
EAGLE WEALTH MANAGEMENT GROUP INC.
EAGLE RETIREMENT PLANS | EAGLE WEALTH MANAGEMENT GROUP INC.
CRD#: 327052 / SEC#: 801-128270
RIA
Registered Investment Advisory firm - (7/14/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(11/20/2023)
RR
Kentucky(11/20/2023)
RR
New Jersey(11/20/2023)
RR
New York(11/20/2023)
IAR
North Carolina(10/30/2023)
RR
North Carolina(11/20/2023)
RR
Ohio(11/20/2023)
RR
Pennsylvania(11/20/2023)
RR
South Carolina(11/20/2023)
RR
Texas(11/20/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EW
EAGLE WEALTH MANAGEMENT GROUP INC.
EAGLE RETIREMENT PLANS | EAGLE WEALTH MANAGEMENT GROUP INC.
CRD#: 327052 / SEC#: 801-128270
RIA
Registered Investment Advisory firm - (7/14/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
28212 Kelly Johnson Parkway Suite 175, Valencia, CA 91355
Mailing Address
Phone number
(661) 257-9800
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 456 |
| AUM (Assets Under Management) | $ 364,262,169 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
