Jason M. Rippy
Professional summary
Jason Michael Rippy is a registered financial professional currently at MUTUAL SECURITIES, INC. located in Huntersville, North Carolina.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2001. Jason has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Michael Rippy's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 17, 2017 - Present
MUTUAL SECURITIES, INC.
Office #1: 16810 Kenton Drive Suite 200, Huntersville, NC 28078January 30, 2013 - November 8, 2017
LPL FINANCIAL LLC
September 9, 2009 - January 17, 2013
LPL FINANCIAL LLC
April 17, 2009 - June 24, 2009
FIRST CLEARING, LLC
August 9, 2001 - April 17, 2009
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/17/2017)
Exams
FINRA
Current Firm
MUTUAL SECURITIES, INC.
CRD#: 13092 / SEC#: 801-68443, 8-28580
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL GROUP, INC. | CORPORATION | |
| CLAUSSEN, DAWN MARIE | CHIEF OPERATING OFFICER | 5445747 |
| DAMIANI, NICHOLAS ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 5669491 |
| JASPER, AARON T | CHIEF EXECUTIVE OFFICER | 5016734 |
| SABOL, RYAN STEPHEN | MANAGING PRINCIPAL | 4419285 |
| SHANNON, DEBRA DAWN | CHIEF COMPLIANCE OFFICER | 5021297 |
| VOSS, MITCHELL CRAIG | CHAIRMAN | 1029100 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 8 |
Red Flags
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