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FIRM PROFILE
Overview
MUTUAL SECURITIES, INC. is located at 807-a Camarillo Springs Road, Camarillo, CA 93012 and was first established at Los Angeles, California in 02/04/1982. After operating for 44 years, MUTUAL SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MUTUAL SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. MUTUAL SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MUTUAL SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 10 disclosures, 2 being regulatory events, 0 being client events, and 8 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MUTUAL SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MUTUAL SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for MUTUAL SECURITIES, INC. Comes From
Understanding the Statistics for MUTUAL SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
807-a Camarillo Springs Road, Camarillo, CA 93012
P.o. Box 2864, Camarillo, CA 93011
Medium
(805) 764-6730
California since 02/04/1982
Corporation
June
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| MUTUAL GROUP, INC. | CORPORATION | ||
| CLAUSSEN, DAWN MARIE | CHIEF OPERATING OFFICER | 5445747 | |
| DAMIANI, NICHOLAS ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 5669491 | |
| JASPER, AARON T | CHIEF EXECUTIVE OFFICER | 5016734 | |
| SABOL, RYAN STEPHEN | MANAGING PRINCIPAL | 4419285 | |
| SHANNON, DEBRA DAWN | CHIEF COMPLIANCE OFFICER | 5021297 | |
| VOSS, MITCHELL CRAIG | CHAIRMAN | 1029100 |
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Advisor's working at MUTUAL SECURITIES, INC.
Bradley Scott Sullivan
Debra Lynn Schatzki
Bruce Robert Hosler
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