Christopher John Banks
Professional Summary
Christopher John Banks, who also goes by Chris Banks, is a registered financial advisor currently at PANTHEON SECURITIES, LLC located in New York, New York. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 9 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 25, Series 4, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chris Banks
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
PANTHEON SECURITIES, LLC
Contact Information
Main Address
660 Fifth Avenue 8th Floor, New York, NY 10103Mailing Address
660 Fifth Avenue 8th Floor, New York, NY 10103Phone Number
(212) 205-2000Established
Delaware since 08/24/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 25 — NYSE Trading Assistant Examination
Passed Sep 2000SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher John Banks's CRS (Customer Relationship Summary).
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