JS
Johan Sandblom
LIME TRADING CORP
NEW YORK, NY 10123
Some features on this profile are disabled
CRD#: 4302289
JS
Professional summary
Johan Sandblom, who also goes by Johan Nmn Sandblom, Johan Sandblum, is a registered financial professional currently at LIME TRADING CORP located in New York, New York.
Johan is registered as a RR (Registered Representative) and started their career in finance in 2000. Johan has worked at 5 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Johan Nmn Sandblom | Johan Sandblum
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Johan Sandblom's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 8, 2020 - Present
LIME TRADING CORP
Office #1: 450 7th Ave 31st Floor, New York, NY 10123BD
CRD#: 11826
NEW YORK, NY
Past
April 27, 2015 - May 2, 2018
WEDBUSH SECURITIES INC.
BD
CRD#: 877
LOS ANGELES, CA
Past
March 1, 2006 - June 8, 2020
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
BD
CRD#: 104369
LOS ANGELES, CA
Past
June 4, 2004 - February 28, 2006
NEONET SECURITIES, INC.
BD
CRD#: 46938
JERSEY CITY, NJ
Past
November 14, 2000 - January 3, 2005
LEXIT CAPITAL, LLC
BD
CRD#: 34048
HOBOKEN, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/8/2020)
RR
Alaska(6/8/2020)
RR
Arizona(6/8/2020)
RR
Arkansas(6/8/2020)
RR
California(6/8/2020)
RR
Colorado(6/8/2020)
RR
Connecticut(6/8/2020)
RR
Delaware(6/8/2020)
RR
District of Columbia(6/8/2020)
RR
Florida(6/8/2020)
RR
Georgia(6/8/2020)
RR
Hawaii(6/8/2020)
RR
Idaho(6/8/2020)
RR
Illinois(6/8/2020)
RR
Indiana(6/8/2020)
RR
Iowa(6/8/2020)
RR
Kansas(6/8/2020)
RR
Kentucky(6/8/2020)
RR
Louisiana(6/8/2020)
RR
Maine(6/8/2020)
RR
Maryland(6/8/2020)
RR
Massachusetts(6/8/2020)
RR
Michigan(6/8/2020)
RR
Minnesota(6/8/2020)
RR
Mississippi(6/8/2020)
RR
Missouri(6/8/2020)
RR
Montana(6/8/2020)
RR
Nebraska(6/8/2020)
RR
Nevada(6/8/2020)
RR
New Hampshire(6/8/2020)
RR
New Jersey(6/8/2020)
RR
New Mexico(6/8/2020)
RR
New York(6/8/2020)
RR
North Carolina(6/8/2020)
RR
North Dakota(6/8/2020)
RR
Ohio(6/8/2020)
RR
Oklahoma(6/8/2020)
RR
Oregon(6/8/2020)
RR
Pennsylvania(6/8/2020)
RR
Puerto Rico(6/8/2020)
RR
Rhode Island(6/8/2020)
RR
South Carolina(6/8/2020)
RR
South Dakota(6/8/2020)
RR
Tennessee(6/8/2020)
RR
Texas(6/8/2020)
RR
Utah(6/8/2020)
RR
Vermont(6/8/2020)
RR
Virgin Islands(6/8/2020)
RR
Virginia(6/8/2020)
RR
Washington(6/8/2020)
RR
West Virginia(6/8/2020)
RR
Wisconsin(6/8/2020)
RR
Wyoming(6/8/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 2/12/2001
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
LT
LIME TRADING CORP
A H HAYNES AND COMPANY | WHOTRADES, INC. | SCORE PRIORITY CORP. | LIME TRADING CORP | LIME TRADING | LIME EXECUTION | LIME | JUST2TRADE, INC. | A.H. HAYNES & CO., INC.
CRD#: 11826 / SEC#: , 8-27061
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
450 7th Ave 31st Floor, New York, NY 10123
Mailing Address
450 7th Ave 31st Floor, New York, NY 10123
Phone number
(646) 558-3232
Established
Delaware since 06/22/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
