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SS

Shane C. Senior

CROSSTREE CAPITAL SECURITIES
TAMPA, FL 33609
Some features on this profile are disabled
CRD#: 4297548
SS

Professional summary

Shane Christopher Senior, CFA is a registered financial professional currently at CROSSTREE CAPITAL SECURITIES, LLC located in Tampa, Florida.

Shane is registered as a RR (Registered Representative) and started their career in finance in 2001. Shane has worked at 3 firms and has passed the Series 63, SIE, Series 62, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Shane Christopher Senior's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Current

September 27, 2011 - Present

CROSSTREE CAPITAL SECURITIES, LLC

Office #1: 4830 W Kennedy Blvd Suite 600, Tampa, FL 33609Office #2: 4830 W Kennedy Blvd, Suite 600, Tampa, FL 33609
BD
CRD#: 154675
TAMPA, FL
Past

March 12, 2001 - February 27, 2004

WILLIAM R. HOUGH & CO.

RIA
CRD#: 2235
ST. PETERSBURG, FL
Past

March 12, 2001 - February 27, 2004

WILLIAM R. HOUGH & CO.

BD
CRD#: 2235
ST. PETERSBURG, FL
Past

January 22, 2001 - March 22, 2001

CITIGROUP GENEVA CAPITAL STRATEGIES INC.

BD
CRD#: 104454
LAGUNA HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(9/27/2011)

Exams

State Security Law Exam
RR
Series 63
Date: 12/6/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 62
Date: 4/27/2010
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 11/17/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/23/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CROSSTREE CAPITAL SECURITIES, LLC
CROSSTREE CAPITAL SECURITIES, LLC

CRD#: 154675 / SEC#: , 8-68662

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
4830 W Kennedy Blvd Suite 600, Tampa, FL 33609
Mailing Address
Po Box 260095, Tampa, FL 33685-0095
Phone number
(813) 774-4753
Established
Florida since 07/22/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ELLIS, JEFFREY EMANAGING MEMBER, CCO4600098
SENIOR, SHANE CHRISTOPHERSECOND PRINCIPAL / MEMBER4297548
ANDERSON, KATHERINE ALICECFO / FINOP4723171

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CROSSTREE CAPITAL SECURITIES, LLC

CRD#: 154675Tampa, FL 33609

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