Caroline Diquollo
Professional summary
Caroline Diquollo, who also goes by Caroline Welsh, is a registered financial professional currently at FLEXTRADE LLC located in Great Neck, New York.
Caroline is registered as a RR (Registered Representative) and started their career in finance in 2000. Caroline has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Caroline Diquollo's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2011 - Present
FLEXTRADE LLC
Office #1: 111 Great Neck Road, Great Neck, NY 11021May 21, 2008 - December 15, 2010
LAVAFLOW, INC.
June 13, 2006 - July 29, 2008
LAVA TRADING, INC.
March 10, 2003 - September 12, 2005
HILL THOMPSON MAGID & CO., INC.
December 18, 2000 - December 9, 2002
APEX CLEARING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/19/2011)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/1/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
FLEXTRADE LLC
CRD#: 113226 / SEC#: , 8-53309
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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