Nathan Shetty
Professional summary
Nathan Shetty, who also goes by Nathan S. Shetty, Nathan Sunil Shetty, is a registered financial professional currently at SEI INVESTMENTS DISTRIBUTION CO. located in Oaks, Pennsylvania.
Nathan is registered as a RR (Registered Representative) and started their career in finance in 2011. Nathan has worked at 4 firms and has passed the Series 7TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nathan Shetty's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2026 - Present
SEI INVESTMENTS DISTRIBUTION CO.
Office #1: One Freedom Valley Drive, Oaks, PA 19456April 24, 2019 - May 3, 2021
NUVEEN SECURITIES, LLC
October 27, 2014 - June 15, 2018
UBS ASSET MANAGEMENT (US) INC.
December 21, 2011 - October 30, 2014
MESIROW FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/21/2022
General Securities Representative ExaminationFINRA
Current Firm
SEI INVESTMENTS DISTRIBUTION CO.
CRD#: 10690 / SEC#: , 8-27897
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SEI INVESTMENTS COMPANY | SHAREHOLDER | |
| CAMPISI, JENNIFER HICKMAN | CHIEF COMPLIANCE OFFICER, ASST SECRETARY | 5299753 |
| COARY, JOHN PATRICK | TREASURER, CFO | 2551648 |
| CORKERY, HEATHER MAJCZAN | DIRECTOR | 6896886 |
| GARCIA, GABRIEL | DIRECTOR | 2500963 |
| HUM, ROBERT M | DIRECTOR, PRESIDENT, CEO | 5716140 |
| MCGHIN, JASON MICHAEL | COO | 3119188 |
| MUNCH, JOHN CHARLES | SECRETARY, GENERAL COUNSEL | 4739576 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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