Brian J. Dobisch

BLACKRIDGE ASSET MANAGEMENT

Southhampton, PA 18966

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CRD#: 4283790

Professional summary

Brian Joseph Dobisch is a registered financial advisor currently at BLACKRIDGE ASSET MANAGEMENT, LLC located in Southhampton, Pennsylvania and PEAK BROKERAGE SERVICES, LLC located in Southampton, Pennsylvania.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Brian has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Business Activity: Blackridge Asset Management; Address: Southampton, PA; Duties of Position: Investments; Title: Registered Rep; Start Date: 09/2024; Approx. # of hours per month spent on activity: 80; Approx. # of hours spent during trading hours: 80 2) Business Activity: Insurance Agent; Business Entity: Self Employed; Duties of Position: Selling life and health insurance; Title: Insurance Agent; Start Date: 09/1987; Approx. # of hours per month spent on activity: 60; Approx. # of hours spent during trading hours: 60 3) DBA - Dobisch Associates

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Joseph Dobisch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 6, 2024 - Present

BLACKRIDGE ASSET MANAGEMENT, LLC

Office #1: 501 Lakeside Drive, Southhampton, PA 18966

RIA

CRD#: 277085

Southhampton, PA

Current

September 6, 2024 - Present

PEAK BROKERAGE SERVICES, LLC

Office #1: 501 Lakeside Drive, Southampton, PA 18966

CRD#: 157045

Southampton, PA

Past

November 14, 2008 - September 24, 2024

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

Southhampton, PA

Past

July 10, 2003 - September 24, 2024

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

Southhampton, PA

Past

January 9, 2002 - December 31, 2002

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Past

December 20, 2000 - December 31, 2001

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/6/2024)

New Jersey
(9/6/2024)

Pennsylvania
(9/6/2024)

IAR

Pennsylvania
(9/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/12/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/22/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/19/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

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Contact information

Main Address

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477

Mailing Address

Phone number

(561) 641-5050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAM_ADV2A (FINAL 9.29.25) (9/29/2025)

Regulatory assets under management

Total Number of Accounts	826
AUM (Assets Under Management)	$ 196,842,156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brian J. Dobisch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Joseph Dobisch's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK BROKERAGE SERVICES, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

THE ADVISORS GROUP, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

Primary Firm SEC Registration

BLACKRIDGE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/12/2008

Series 63

Date: 2/22/2001

SIE

Date: 10/1/2018

Series 6

Date: 12/19/2000

FINRA

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACKRIDGE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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