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John L Krase

AVIOR CAPITAL MARKETS US
New York, NY
·CRD# 4278992·26 years experience

Professional Summary

John L Krase is a registered financial advisor currently at AVIOR CAPITAL MARKETS US, LLC located in New York, New York. John is registered as a RR (Registered Representative) and started their career in finance in 2000. John has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

Current

AVIOR CAPITAL MARKETS US, LLCCurrent·CRD# 172595
RIA
BD
630 Fifth Avenue 45 Rockefeller Plaza Suite 2335, New York, NY 10111
April 16, 2024 - Present

Past

AUERBACH GRAYSON & COMPANY LLCPast·CRD# 30761
BD
New York, NY
April 20, 2012 - April 15, 2024
NATIXIS SECURITIES AMERICAS LLCPast·CRD# 1101
BD
New York, NY
October 31, 2000 - April 16, 2012

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Current Firm

AC
AVIOR CAPITAL MARKETS US, LLC

AVIOR CAPITAL MARKETS (PROPRIETARY) LIMITED | AVIOR CAPITAL MARKETS US, LLC | AVIOR CAPITAL MARKETS (PTY) LTD

CRD#: 172595 / SEC#: 8-69513
Florida
Registered Investment Advisory firm - SEC (3/4/2025 Approved)
New York
Registered Investment Advisory firm - SEC (12/6/2024 Approved)
Texas
Registered Investment Advisory firm - SEC (8/5/2024 Conditional Restricted)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

630 Fifth Avenue Suite 2335, New York, NY 10111

Mailing Address

630 Fifth Avenue 45 Rockefeller Plaza Suite 2335, New York, NY 10111

Phone Number

(347) 735-9908

Established

New York since 02/05/2019

Firm Type

Limited Liability Company

Fiscal Year End

April

Firm Size

Small

# of Employees

6

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
AVIOR CAPITAL MARKETS INTERNATIONAL LIMITEDOWNER PARENT COMPANY—
IMMERMAN, CHANA CHAVA CHARISSACHIEF COMPLIANCE OFFICER7712735
KOUTROMANOS, PETERCHIEF EXECUTIVE OFFICER, POO3257791
KRASE, JOHN LREGISTERED PRINCIPAL4278992
MATTISON, KEVIN STIRLINGMANAGING DIRECTOR3276680
O'LINSKY, MALAN D.CFO, PFO, FINOP7329175

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(4/16/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2001About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2001

Series 7 — General Securities Representative Examination

Passed Oct 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2005About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John L Krase's CRS (Customer Relationship Summary).

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