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Kevin Stirling Mattison

AVIOR CAPITAL MARKETS US
Cape Town,
·CRD# 3276680·27 years experience

Professional Summary

Kevin Stirling Mattison is a registered financial advisor currently at AVIOR CAPITAL MARKETS US, LLC. Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Kevin has worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

Current

AVIOR CAPITAL MARKETS US, LLCCurrent·CRD# 172595
RIA
BD
117 Strand Street 10th Floor, Cape Town 8001
October 4, 2024 - Present
AVIOR CAPITAL MARKETS US, LLCCurrent·CRD# 172595
RIA
BD
90 Rivonia 90 Rivonia Road, Sandton Ground Floor, Johannesburg, 2196
March 23, 2021 - Present

Past

HAPOALIM SECURITIES USA, INC.Past·CRD# 266
BD
New York, NY
September 21, 1999 - December 31, 2002

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Current Firm

AC
AVIOR CAPITAL MARKETS US, LLC

AVIOR CAPITAL MARKETS (PROPRIETARY) LIMITED | AVIOR CAPITAL MARKETS US, LLC | AVIOR CAPITAL MARKETS (PTY) LTD

CRD#: 172595 / SEC#: 8-69513
Florida
Registered Investment Advisory firm - SEC (3/4/2025 Approved)
New York
Registered Investment Advisory firm - SEC (12/6/2024 Approved)
Texas
Registered Investment Advisory firm - SEC (8/5/2024 Conditional Restricted)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

630 Fifth Avenue Suite 2335, New York, NY 10111

Mailing Address

630 Fifth Avenue 45 Rockefeller Plaza Suite 2335, New York, NY 10111

Phone Number

(347) 735-9908

Established

New York since 02/05/2019

Firm Type

Limited Liability Company

Fiscal Year End

April

Firm Size

Small

# of Employees

6

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
AVIOR CAPITAL MARKETS INTERNATIONAL LIMITEDOWNER PARENT COMPANY—
IMMERMAN, CHANA CHAVA CHARISSACHIEF COMPLIANCE OFFICER7712735
KOUTROMANOS, PETERCHIEF EXECUTIVE OFFICER, POO3257791
KRASE, JOHN LREGISTERED PRINCIPAL4278992
MATTISON, KEVIN STIRLINGMANAGING DIRECTOR3276680
O'LINSKY, MALAN D.CFO, PFO, FINOP7329175

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Currently a director for the following entities: 1. Avior Capital Markets Proprietary Limited since 2007, 89 hours a month, 11th Floor, 140 West Street, Sandton, South Africa, 2. Avior Capital Markets International Limited since 1999, 40 hours a month, 17 St Swithin's Lane, London, United Kingdom, 3. Avior Capital Markets International Nominee Limited since 2019, 0 hours a month, 17 St Swithin's Lane, London, United Kingdom 4. Avior Capital Markets Holdings Proprietary Limited since 2015, 89 hours a month, 11th Floor, 140 West Street, Sandton, South Africa, 5. Lezmin 1021 Proprietary Limited since 2015, 4 hours a month, investment holding, 2 Bosman Avenue, Llandudno, Western Cape, South Africa, 6. Avior Wealth Services, since 2016, currently dormant, 7. Avior Investments (RF) since 2005, currently dormant, and 8. RRB Property Investment, since 2005, 0 hours a month, 17-B2, The Waverly, Wyecroft Road, Mowbray, South Africa.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(3/5/2025)
IAR
New York
(12/6/2024)
IAR
Texas
(10/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1999About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Nov 2020About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2015About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2021About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Kevin Stirling Mattison's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Kevin Stirling Mattison's CRS (Customer Relationship Summary).

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