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MD

Murray O. Duggins

CAPITAL INVESTMENT ADVISORY SERVICES
FAYETTEVILLE, NC 28305
Some features on this profile are disabled
CRD#: 4271519
MD

Professional summary

Murray Odom Duggins JR, who also goes by Murray Odom Duggins, is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORY SERVICES, LLC located in Fayetteville, North Carolina and CAPITAL INVESTMENT GROUP, INC. located in Fayetteville, North Carolina.

Murray is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Murray has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Murray Odom Duggins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) UNITED REALTY. 2939 BREEZEWOOD AVE, STE 201, FAYETTEVILLE, NC 28303. OWNER OF FAMILY BUSINESS. START 1/1/12. FAMILY OWNS AND OPERATES A MANAGEMENT COMPANY. IN BUSNESS FOR 20 YEARS. NOT INVESTMENT RELATED. 20 HRS PER WEEK AND LESS THAN 20 HRS DURING NORMAL TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Murray Odom Duggins JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 9, 2021 - Present

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

Office #1: 210 Fairway Drive Suite 101, Fayetteville, NC 28305
RIA
CRD#: 149124
FAYETTEVILLE, NC
Current

November 9, 2021 - Present

CAPITAL INVESTMENT GROUP, INC.

Office #1: 210 Fairway Drive Ste 101, Fayetteville, NC 28305
BD
CRD#: 14752
Fayetteville, NC
Past

June 13, 2017 - November 14, 2019

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

RIA
CRD#: 149124
FAYETTEVILLE, NC
Past

June 13, 2017 - November 14, 2019

CAPITAL INVESTMENT GROUP, INC.

BD
CRD#: 14752
FAYETTEVILLE, NC
Past

October 24, 2012 - September 10, 2015

CAPE FEAR SECURITIES, INC.

RIA
CRD#: 156359
FAYETTEVILLE, NC
Past

October 24, 2012 - September 10, 2015

CAPE FEAR SECURITIES, INC.

BD
CRD#: 156359
FAYETTEVILLE, NC
Past

April 2, 2012 - July 26, 2012

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
FAYETTEVILLE, NC
Past

April 2, 2012 - July 26, 2012

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
FAYETTEVILLE, NC
Past

November 14, 2002 - January 10, 2012

BB&T INVESTMENT SERVICES, INC.

RIA
CRD#: 33856
SANFORD, NC
Past

November 14, 2002 - January 10, 2012

BB&T INVESTMENT SERVICES, INC.

BD
CRD#: 33856
SANFORD, NC
Past

December 31, 2001 - December 6, 2002

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
RALEIGH, NC
Past

November 8, 2000 - December 6, 2002

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC

CRD#: 149124 / SEC#: 801-69846

RIA
Registered Investment Advisory firm - (1/5/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
North Carolina
(11/9/2021)
IAR
North Carolina
(11/9/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/22/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/7/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC

CRD#: 149124 / SEC#: 801-69846

RIA
Registered Investment Advisory firm - (1/5/2009 Approved)
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Contact information

Main Address
100 E. Six Forks Road Suite 200, Raleigh, NC 27609
Mailing Address
P.o. Box 32249, Raleigh, NC 27622
Phone number
(919) 831-2370
Established
Firm type
Fiscal year end
# of Employees
106

SEC notice filing (39 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CIAS ADV PART 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts8,619
AUM (Assets Under Management)$ 1,930,938,262

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CRD#: 149124Fayetteville, NC 28305

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