Gregg V. Sessa

GVS FINANCIAL GROUP

Palm Beach, FL

CRD#: 1873003

Professional summary

Gregg Vincent Sessa, CFP® is a registered financial advisor currently at GVS FINANCIAL GROUP, INC. located in Palm Beach, Florida.

Gregg is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Gregg has worked at 5 firms and has passed the Series 66, Series 63, Series 55 and Series 7 exams.

Question & Answer

What makes you the best choice for clients?

I serve a high net worth clientele in New York and Palm Beach. What I do? Basically, I help my clients make the right decisions about their financial futures while eliminating the financial missteps that can derail attaining goals and aspirations.

What are your service offerings?

Retirement Planning

Investment Strategies

Tax Planning

Estate Planning

Financial Planning

Do you have an area of expertise or specialization?

Porfolio optimization

Withdrawl and Income Strategie...

Saving for Retirement

Which demographics do you typically serve?

Baby Boomers (60-78)

What is your current number of clients?

Under 100

What is your minimum asset requirement?

500K

How do you get paid?

Percentage of Assets

Hourly

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregg Vincent Sessa's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

April 27, 2016 - Present

GVS FINANCIAL GROUP, INC.

RIA

CRD#: 129337

Palm Beach, FL

Past

October 24, 2000 - August 7, 2002

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

March 17, 1998 - October 12, 2000

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

August 29, 1996 - August 30, 1996

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

November 18, 1993 - March 7, 1995

TULLETT & TOKYO SECURITIES, INC.

CRD#: 19595

NEW YORK, NY

Past

June 19, 1989 - July 12, 1993

CANTOR FITZGERALD SECURITIES

CRD#: 19660

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/27/2016)

IAR

New York
(3/31/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/5/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/13/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 11/16/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 3/16/1998

General Securities Representative Examination

Current Firm

GVS FINANCIAL GROUP, INC.

GVC FINANCIAL GROUP, INC. | GVS FINANCIAL GROUP, INC.

CRD#: 129337 / SEC#:

Florida

Registered Investment Advisory firm - (4/27/2016 Approved)

New York

Registered Investment Advisory firm - (1/4/2004 Approved)

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Contact information

Main Address

Palm Beach, FL

Mailing Address

Phone number

(516) 507-7955

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	147
AUM (Assets Under Management)	$ 82,782,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Gregg V. Sessa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregg Vincent Sessa's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDMAN SACHS & CO. LLC

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

TULLETT & TOKYO SECURITIES, INC.

CANTOR FITZGERALD SECURITIES

State Registrations and Notice Filings

Exams

Series 66

Date: 12/5/2003

Series 63

Date: 7/13/1989

Series 55

Date: 11/16/2000

Series 7

Date: 3/16/1998

Current Firm

GVS FINANCIAL GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GVS FINANCIAL GROUP, INC.

TRUST BUT VERIFY

Contact information

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