Christopher Rogers
WEALTH ENHANCEMENT BROKERAGE SERVICES | Associate Financial Advisor
CHARLOTTE, NC 28211
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CRD#: 4267699
Professional summary
Christopher Rogers, who also goes by Christopher Jennings Rogers, is a registered financial professional currently at WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC located in Charlotte, North Carolina.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Biography
Chris grew up in Richmond, Virginia and is a graduate of North Carolina State University. Chris entered the financial planning industry in 2000 and joined Wealth Enhancement Group in 2021 through the Carroll Financial acquisition. Chris enjoys working with clients on a personal level, handling day-to-day client needs as well as working with clients through the transitions in their lives. He enjoys playing golf, watching and playing sports, and spending time with his wife Amy, son Harrison and daughter Aubrey. Advisory registrations held with Wealth Enhancement Advisory Services. Check the background of investment professionals associated with this site on the Investment Advisor Public Disclosure Website.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Christopher Jennings Rogers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Christopher Rogers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 20, 2022 - Present
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
Office #1: 4521 Sharon Rd Suite 400, Charlotte, NC 28211BD
CRD#: 130139
CHARLOTTE, NC
Past
November 30, 2021 - June 30, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
CHARLOTTE, NC
Past
October 11, 2001 - November 30, 2021
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
CHARLOTTE, NC
Past
October 9, 2000 - August 2, 2001
HARRISDIRECT LLC
BD
CRD#: 42159
JERSEY CITY, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/30/2025)
RR
Florida(6/23/2025)
RR
Georgia(6/30/2025)
RR
North Carolina(6/30/2025)
RR
South Carolina(6/30/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WE
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
CRD#: 130139 / SEC#: , 8-66305
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
505 N Highway 169 Suite 900, Plymouth, MN 55441
Mailing Address
505 N Highway 169 Suite 900, Plymouth, MN 55441
Phone number
(763) 417-1700
Established
Minnesota since 06/02/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEALTH ENHANCEMENT GROUP, LLC | OWNER | |
| CAHN, JAMES LOREN | VICE PRESIDENT | 6052512 |
| CAIN, STEPHANIE M | HEAD OF SUPERVISION | 4081085 |
| CLARK, LISA LYNN | OPERATIONS OFFICER | 2271616 |
| DEKKO, JEFFREY THOMAS HAROLD | VICE PRESIDENT | 4648018 |
| DIECKHAUS, JOSEPH ALAN | CHIEF COMPLIANCE OFFICER | 5374613 |
| FURCHT, ELIZABETH ANN | SECRETARY | 5778785 |
| WINDORSKI, KELLY JOSEPH | CHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL | 3211118 |
Red Flags
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Company Information
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
Associate Financial AdvisorCRD#: 130139Charlotte, NC 28211TRUST BUT VERIFY
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