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JM

John Joseph Munera

CRD# 4260577·Registered 2003 - 2012
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Joseph Munera, who also goes by John J Munera, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2003 - 2012. John had worked at 9 firms and has passed the Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John J Munera

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

FAIRHOLME DISTRIBUTORS, LLC·CRD# 150987
BD
Wilmington, DE
February 1, 2010 - March 27, 2012
FORESIDE GLOBAL SERVICES, LLC·CRD# 147382
BD
Wilmington, DE
October 28, 2008 - March 27, 2012
PERSIMMON SECURITIES, INC.·CRD# 107943
BD
King Of Prussia, PA
March 22, 2007 - October 1, 2007
BLACKROCK DISTRIBUTORS, INC·CRD# 39636
BD
Wilmington, DE
April 1, 2005 - December 5, 2008
NORTHERN FUNDS DISTRIBUTORS, LLC·CRD# 45943
BD
Wilmington, DE
April 1, 2005 - January 2, 2009
STERLING CAPITAL DISTRIBUTORS, LLC·CRD# 103934
BD
Wilmington, DE
April 1, 2005 - March 27, 2012
MGI FUNDS DISTRIBUTORS, LLC·CRD# 35682
BD
Wilmington, DE
April 1, 2005 - March 27, 2012
FORESIDE FUNDS DISTRIBUTORS LLC·CRD# 31334
BD
Wilmington, DE
March 17, 2005 - March 27, 2012
SEI INVESTMENTS DISTRIBUTION CO.·CRD# 10690
BD
Oaks, PA
January 2, 2003 - February 28, 2005

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Current Firm

FD
FAIRHOLME DISTRIBUTORS, LLC

FAIRHOLME DISTRIBUTORS, INC. | FAIRHOLME DISTRIBUTORS, LLC

CRD#: 150987 / SEC#: 8-68327
BD
Terminated by SEC on 02/03/2021

Contact Information

Established

Delaware since 01/30/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS LLCDIRECTOR OWNER/SOLE MEMBER—
BERTHY, RICHARD JOHN MR.PRESIDENT/TREASURER/MANAGER/DIRECTOR1341368
DIVALERIO, JENNIFER KAYVICE PRESIDENT3236826
FAIRBANKS, MARK ALANVICE PRESIDENT1847318
HOOPES, JENNIFER ELLENSECRETARY5462575
MOSCARITOLO, SUSAN KALLAIVICE PRESIDENT/CHIEF COMPLIANCE OFFICER2618909
SOMMERS, WESTONFINANCIAL AND OPERATIONS PRINCIPAL5290145

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Dec 2002About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2003About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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