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JM

John J. Munera

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CRD#: 4260577
JM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Joseph Munera, who also goes by John J Munera, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 2003. John had worked at 9 firms and has passed the Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

John J Munera

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 1, 2010 - March 27, 2012

FAIRHOLME DISTRIBUTORS, LLC

BD
CRD#: 150987
WILMINGTON, DE
Past

October 28, 2008 - March 27, 2012

FORESIDE GLOBAL SERVICES, LLC

BD
CRD#: 147382
WILMINGTON, DE
Past

March 22, 2007 - October 1, 2007

PERSIMMON SECURITIES, INC.

BD
CRD#: 107943
KING OF PRUSSIA, PA
Past

April 1, 2005 - December 5, 2008

BLACKROCK DISTRIBUTORS, INC

BD
CRD#: 39636
WILMINGTON, DE
Past

April 1, 2005 - January 2, 2009

NORTHERN FUNDS DISTRIBUTORS, LLC

BD
CRD#: 45943
WILMINGTON, DE
Past

April 1, 2005 - March 27, 2012

STERLING CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 103934
WILMINGTON, DE
Past

April 1, 2005 - March 27, 2012

MGI FUNDS DISTRIBUTORS, LLC

BD
CRD#: 35682
WILMINGTON, DE
Past

March 17, 2005 - March 27, 2012

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
WILMINGTON, DE
Past

January 2, 2003 - February 28, 2005

SEI INVESTMENTS DISTRIBUTION CO.

BD
CRD#: 10690
OAKS, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7
Date: 12/23/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/18/2003
General Securities Principal Examination

Current Firm

FD
FAIRHOLME DISTRIBUTORS, LLC
FAIRHOLME DISTRIBUTORS, INC. | FAIRHOLME DISTRIBUTORS, LLC

CRD#: 150987 / SEC#: , 8-68327

BD
Terminated by SEC on 02/03/2021
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 01/30/2012
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS LLCDIRECTOR OWNER/SOLE MEMBER
BERTHY, RICHARD JOHN MR.PRESIDENT/TREASURER/MANAGER/DIRECTOR1341368
DIVALERIO, JENNIFER KAYVICE PRESIDENT3236826
FAIRBANKS, MARK ALANVICE PRESIDENT1847318
HOOPES, JENNIFER ELLENSECRETARY5462575
MOSCARITOLO, SUSAN KALLAIVICE PRESIDENT/CHIEF COMPLIANCE OFFICER2618909
SOMMERS, WESTONFINANCIAL AND OPERATIONS PRINCIPAL5290145

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FAIRHOLME DISTRIBUTORS, LLC

CRD#: 150987

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