Bryan L. Krakker

LINDEN THOMAS ADVISORY SERVICES

CHARLOTTE, NC 28202

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CRD#: 4257767

Professional summary

Bryan Leo Krakker is a registered financial advisor currently at LINDEN THOMAS ADVISORY SERVICES, LLC located in Charlotte, North Carolina and LINDEN THOMAS AND COMPANY SECURITIES, LLC located in Charlotte, North Carolina.

Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Bryan has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Leo Krakker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 15, 2018 - Present

LINDEN THOMAS ADVISORY SERVICES, LLC

Office #1: 516 North Tryon Street, Suite 200, Charlotte, NC 28202

RIA

CRD#: 288557

CHARLOTTE, NC

Current

June 14, 2018 - Present

LINDEN THOMAS AND COMPANY SECURITIES, LLC

Office #1: 516 N Tryon Street, Charlotte, NC 28202

CRD#: 290244

CHARLOTTE, NC

Past

May 24, 2011 - June 15, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

CHARLOTTE, NC

Past

May 4, 2011 - June 15, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

CHARLOTTE, NC

Past

February 1, 2001 - November 19, 2001

PEOPLE'S SECURITIES, INC.

CRD#: 13704

BRIDGEPORT, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LINDEN THOMAS ADVISORY SERVICES, LLC

LINDEN THOMAS ADVISORY SERVICES, LLC | STRATEGIC INDEX ADVISORS, LLC | LINDEN THOMAS AND COMPANY

CRD#: 288557 / SEC#: 801-110683

RIA

Registered Investment Advisory firm - (6/23/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

North Carolina
(6/15/2018)

North Carolina
(6/16/2018)

South Carolina
(6/15/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/23/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/17/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/3/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/20/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LINDEN THOMAS ADVISORY SERVICES, LLC

LINDEN THOMAS ADVISORY SERVICES, LLC | STRATEGIC INDEX ADVISORS, LLC | LINDEN THOMAS AND COMPANY

CRD#: 288557 / SEC#: 801-110683

RIA

Registered Investment Advisory firm - (6/23/2017 Approved)

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Contact information

Main Address

516 North Tryon Street, Suite 200, Charlotte, NC 28202

Mailing Address

Phone number

(704) 554-8150

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LTAS PART 2A DISCLOSURE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	6,977
AUM (Assets Under Management)	$ 1,633,842,616

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bryan L. Krakker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Leo Krakker's CRS (Customer Relationship Summary).

Certified licenses

Experience

LINDEN THOMAS AND COMPANY SECURITIES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

PEOPLE'S SECURITIES, INC.

Primary Firm SEC Registration

LINDEN THOMAS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/23/2011

Series 63

Date: 1/17/2001

SIE

Date: 10/1/2018

Series 7

Date: 5/3/2011

Series 6

Date: 9/20/2000

FINRA

Current Firm

LINDEN THOMAS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LINDEN THOMAS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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