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FIRM PROFILE
Overview
LINDEN THOMAS AND COMPANY SECURITIES, LLC is located at 516 N. Tryon Street, Charlotte, NC 28202 and was first established at Atlanta, North Carolina in 08/29/2017. After operating for 8 years, LINDEN THOMAS AND COMPANY SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of LINDEN THOMAS AND COMPANY SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. LINDEN THOMAS AND COMPANY SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at LINDEN THOMAS AND COMPANY SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access LINDEN THOMAS AND COMPANY SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at LINDEN THOMAS AND COMPANY SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for LINDEN THOMAS AND COMPANY SECURITIES, LLC Comes From
Understanding the Statistics for LINDEN THOMAS AND COMPANY SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
516 N. Tryon Street, Charlotte, NC 28202
516 N. Tryon Street, Charlotte, NC 28202
Small
(704) 554-8150
North Carolina since 08/29/2017
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
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Advisor's working at LINDEN THOMAS AND COMPANY SECURITIES, LLC
Stephen Linden Thomas
Nick Christopher Stockdale
Alexander John Hill
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