Stephan M. Laflamme
Professional summary
Stephan Michel Laflamme, who also goes by Steph Laflamme, Stephan Laflamme, Stephane Laflamme, is a registered financial professional currently at CNL SECURITIES CORP. located in Orlando, Florida.
Stephan is registered as a RR (Registered Representative) and started their career in finance in 2000. Stephan has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephan Michel Laflamme's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 21, 2015 - Present
CNL SECURITIES CORP.
Office #1: 450 South Orange Avenue Suite 1300, Orlando, FL 32801April 24, 2015 - July 14, 2016
CNL FUND ADVISORS COMPANY
February 22, 2013 - August 22, 2013
KBR CAPITAL MARKETS, LLC
March 10, 2008 - February 14, 2013
FIRST ALLIED SECURITIES, INC.
April 16, 2003 - February 25, 2008
CENTURION INSTITUTIONAL SERVICES, INC.
November 3, 2000 - December 3, 2001
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/21/2015)
(8/23/2019)
(7/21/2015)
Exams
FINRA
Current Firm
CNL SECURITIES CORP.
CRD#: 10356 / SEC#: , 8-26901
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CNL FINANCIAL GROUP, INC. | PARENT COMPANY OF CNL SECURITIES CORP. | |
| BOYCE, KATHLEEN ANNE | CHIEF COMPLIANCE OFFICER | 3086688 |
| HELMS, BRACKSTON EDWARD | CO-PRESIDENT | 2730942 |
| MUJA, GZIM | CO-PRESIDENT | 2916434 |
| MUJA, GZIM | NATIONAL SALES DIRECTOR | 2916434 |
| TURNER, TRACY JEANNE | CHIEF FINANCIAL OFFICER, FINOP & TREASURER | 6122300 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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