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Stephan Michel Laflamme

CNL SECURITIES
ORLANDO, FL
·CRD# 4252556·26 years registered

Professional Summary

Stephan Michel Laflamme, who also goes by Steph Laflamme, Stephan Laflamme, Stephane Laflamme, is a registered financial advisor currently at CNL SECURITIES CORP. located in Orlando, Florida. Stephan is registered as a RR (Registered Representative) and started their career in finance in 2000. Stephan has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Steph Laflamme, Stephan Laflamme, Stephane Laflamme

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years registered in the securities industry

Current & Past Employments

Current

CNL SECURITIES CORP.Current·CRD# 10356
BD
450 South Orange Avenue Suite 1400, Orlando, FL 32801
July 21, 2015 - Present

Past

CNL FUND ADVISORS COMPANYPast·CRD# 107117
RIA
San Diego, CA
April 24, 2015 - July 14, 2016
KBR CAPITAL MARKETS, LLCPast·CRD# 128800
BD
Palo Alto, CA
February 22, 2013 - August 22, 2013
FIRST ALLIED SECURITIES, INC.Past·CRD# 32444
BD
San Diego, CA
March 10, 2008 - February 14, 2013
CENTURION INSTITUTIONAL SERVICES, INC.Past·CRD# 33531
BD
Escondido, CA
April 16, 2003 - February 25, 2008
GOLDMAN SACHS & CO. LLCPast·CRD# 361
BD
New York, NY
November 3, 2000 - December 3, 2001

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Current Firm

CS
CNL SECURITIES CORP.

CENTENNIAL INVESTMENT COMPANY | CNL SECURITIES CORP. | CNL INVESTMENT COMPANY | CNL

CRD#: 10356 / SEC#: 8-26901
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

450 South Orange Avenue Suite 1400, Orlando, FL 32801

Mailing Address

P.o Box 4920, Orlando, FL 32802-4920

Phone Number

(407) 650-1000

Established

Florida since 11/13/1979

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CNL FINANCIAL GROUP, INC.PARENT COMPANY OF CNL SECURITIES CORP.—
BOYCE, KATHLEEN ANNECHIEF COMPLIANCE OFFICER3086688
HELMS, BRACKSTON EDWARDCO-PRESIDENT2730942
MUJA, GZIMCO-PRESIDENT2916434
MUJA, GZIMNATIONAL SALES DIRECTOR2916434
TURNER, TRACY JEANNECHIEF FINANCIAL OFFICER, FINOP & TREASURER6122300

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(7/21/2015)
RR
Florida
(8/23/2019)
RR
Hawaii
(7/21/2015)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2014About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2000About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Oct 2000About the Series 3 exam

Series 24 — General Securities Principal Examination

Passed Sep 2011About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Stephan Michel Laflamme's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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