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Gzim Muja

CNL SECURITIES
ORLANDO, FL
·CRD# 2916434·25 years experience

Professional Summary

Gzim Muja is a registered financial advisor currently at CNL SECURITIES CORP. located in Orlando, Florida. Gzim is registered as a RR (Registered Representative) and started their career in finance in 1998. Gzim has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

CNL SECURITIES CORP.·CRD# 10356
BD
450 South Orange Avenue Suite 1400, Orlando, FL 32801
February 22, 2011 - Present
ATEL SECURITIES CORPORATION·CRD# 17229
BD
San Francisco, CA
October 23, 2008 - February 22, 2011
OPPENHEIMERFUNDS DISTRIBUTOR, INC.·CRD# 7834
BD
New York, NY
January 1, 2005 - September 4, 2008
BNY MELLON ADVISORS, INC.·CRD# 106108
RIA
Malvern, PA
October 12, 2004 - November 2, 2004
PERSHING LLC·CRD# 7560
RIA
Malvern, PA
September 29, 2004 - November 2, 2004
VOYA INVESTMENTS DISTRIBUTOR, LLC·CRD# 37886
BD
Windsor, CT
July 9, 2001 - March 26, 2002
FAM DISTRIBUTORS, INC.·CRD# 4100
BD
New York, NY
April 8, 1998 - February 9, 2001

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Current Firm

CS
CNL SECURITIES CORP.

CENTENNIAL INVESTMENT COMPANY | CNL SECURITIES CORP. | CNL INVESTMENT COMPANY | CNL

CRD#: 10356 / SEC#: 8-26901
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

450 South Orange Avenue Suite 1400, Orlando, FL 32801

Mailing Address

P.o Box 4920, Orlando, FL 32802-4920

Phone Number

(407) 650-1000

Established

Florida since 11/13/1979

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CNL FINANCIAL GROUP, INC.PARENT COMPANY OF CNL SECURITIES CORP.—
BOYCE, KATHLEEN ANNECHIEF COMPLIANCE OFFICER3086688
HELMS, BRACKSTON EDWARDCO-PRESIDENT2730942
MUJA, GZIMCO-PRESIDENT2916434
MUJA, GZIMNATIONAL SALES DIRECTOR2916434
TURNER, TRACY JEANNECHIEF FINANCIAL OFFICER, FINOP & TREASURER6122300

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(2/27/2024)
RR
Alaska
(2/27/2024)
RR
Arizona
(12/9/2013)
RR
Arkansas
(2/27/2024)
RR
California
(2/22/2011)
RR
Colorado
(9/29/2016)
RR
Connecticut
(2/27/2024)
RR
Delaware
(2/27/2024)
RR
District of Columbia
(2/27/2024)
RR
Florida
(12/9/2019)
RR
Georgia
(2/27/2024)
RR
Hawaii
(2/27/2024)
RR
Idaho
(2/27/2024)
RR
Illinois
(2/27/2024)
RR
Indiana
(2/27/2024)
RR
Iowa
(2/27/2024)
RR
Kansas
(2/27/2024)
RR
Kentucky
(2/27/2024)
RR
Louisiana
(2/27/2024)
RR
Maine
(2/27/2024)
RR
Maryland
(2/27/2024)
RR
Massachusetts
(2/27/2024)
RR
Michigan
(2/27/2024)
RR
Minnesota
(2/27/2024)
RR
Mississippi
(2/27/2024)
RR
Missouri
(2/27/2024)
RR
Montana
(2/27/2024)
RR
Nebraska
(2/27/2024)
RR
Nevada
(2/22/2011)
RR
New Hampshire
(2/27/2024)
RR
New Jersey
(2/27/2024)
RR
New Mexico
(12/9/2013)
RR
New York
(2/27/2024)
RR
North Carolina
(2/27/2024)
RR
North Dakota
(2/27/2024)
RR
Ohio
(2/27/2024)
RR
Oklahoma
(7/29/2016)
RR
Oregon
(2/27/2024)
RR
Pennsylvania
(2/27/2024)
RR
Puerto Rico
(2/27/2024)
RR
Rhode Island
(2/27/2024)
RR
South Carolina
(2/27/2024)
RR
South Dakota
(2/27/2024)
RR
Tennessee
(2/27/2024)
RR
Texas
(2/27/2024)
RR
Utah
(9/29/2016)
RR
Vermont
(2/27/2024)
RR
Virgin Islands
(2/27/2024)
RR
Virginia
(2/27/2024)
RR
Washington
(2/27/2024)
RR
West Virginia
(2/27/2024)
RR
Wisconsin
(2/27/2024)
RR
Wyoming
(9/30/2016)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2004About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2004About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2004About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2024About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Gzim Muja's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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