Roseann Hilway

TRADEWEB LLC

NEW YORK, NY 10167

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CRD#: 4244048

Professional summary

Roseann Hilway, who also goes by Rose Ann Hilway, is a registered financial professional currently at TRADEWEB LLC located in New York, New York and TRADEWEB DIRECT LLC located in New York, New York.

Roseann is registered as a RR (Registered Representative) and started their career in finance in 2000. Roseann has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 55 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Rose Ann Hilway

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Roseann Hilway's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2012 - Present

TRADEWEB LLC

Office #1: 245 Park Avenue 30th Floor, New York, NY 10167

CRD#: 42759

NEW YORK, NY

Current

August 26, 2020 - Present

TRADEWEB DIRECT LLC

Office #1: 245 Park Avenue Floor 30, New York, NY 10167

CRD#: 103787

NEW YORK, NY

Past

August 2, 2011 - August 6, 2012

OPENX MARKETS, LLC

CRD#: 154903

NEW YORK, NY

Past

April 19, 2004 - August 24, 2004

BLOOMBERG TRADEBOOK LLC

CRD#: 40881

NEW YORK, NY

Past

February 23, 2004 - April 6, 2004

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

September 28, 2000 - February 11, 2002

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

CRD#: 3466

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(11/21/2012)

Exams

State Security Law Exam

Series 63

Date: 11/20/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/20/2011

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 11/7/2000

Limited Representative-Equity Trader Exam

SRO Registrations

FINRA

Current Firm

TRADEWEB DIRECT LLC

BONDDESK TRADING LLC | TRADEWEB DIRECT LLC

CRD#: 103787 / SEC#: , 8-52278

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

245 Park Avenue, New York, NY 10167

Mailing Address

245 Park Avenue, New York, NY 10167

Phone number

(212) 808-0004

Established

Delaware since 11/03/1999

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BONDDESK GROUP LLC	OWNER
BRUNER, CHRISTIAN ADAM	BOARD MEMBER	5661505
CAHALANE, JOHN JOSEPH	PRESIDENT	2922033
CLACK, AMY	BOARD MEMBER	4882071
FRIEDMAN, DOUGLAS L.	GENERAL COUNSEL	5121291
MCGUIRE, MICHAEL TERRENCE	CHIEF COMPLIANCE OFFICER	2267871
PITTINSKY, JONATHAN DAVID	CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL	4291263
SERRAO, ASHLEY NEIL	BOARD MEMBER	5360541
WOOD, ELISABETH KIRBY	BOARD MEMBER	4929181

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Roseann Hilway

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Roseann Hilway's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRADEWEB DIRECT LLC

OPENX MARKETS, LLC

BLOOMBERG TRADEBOOK LLC

QUEST CAPITAL STRATEGIES, INC.

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/20/2012

SIE

Date: 10/1/2018

Series 7

Date: 1/20/2011

Series 55

Date: 11/7/2000

FINRA

Current Firm

TRADEWEB DIRECT LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TRADEWEB DIRECT LLC

TRUST BUT VERIFY

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