Paul Joseph Asaro
Professional Summary
Paul Joseph Asaro is a registered financial advisor currently at EQUITEQ SECURITIES LLC located in New York, New York. Paul is registered as a RR (Registered Representative) and started their career in finance in 2013. Paul has worked at 4 firms and has passed the SIE, Series 99 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
EQUITEQ INC. | EQUITEQ SECURITIES LLC
Contact Information
Main Address
460 Park Avenue South Suite 1102, New York, NY 10016Mailing Address
460 Park Avenue South Suite 1102, New York, NY 10016Phone Number
(212) 256-1120Established
Delaware since 08/11/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Paul Joseph Asaro's CRS (Customer Relationship Summary).
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