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Evan Todd Ignall

SAMSUNG SECURITIES (AMERICA)
NEW YORK, NY
·CRD# 2039007·36 years experience

Professional Summary

Evan Todd Ignall is a registered financial advisor currently at SAMSUNG SECURITIES (AMERICA), INC. located in New York, New York and TORCH PARTNERS CORPORATE FINANCE INC. Evan is registered as a RR (Registered Representative) and started their career in finance in 1990. Evan has worked at 26 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

SAMSUNG SECURITIES (AMERICA), INC.·CRD# 43432
BD
1. 1330 Ave. Of The Americas Suite 1020, New York, NY 100192. 1330 Avenue Of The Americas Suite 1020, New York, NY 10019
May 19, 2014 - Present
TORCH PARTNERS CORPORATE FINANCE INC·CRD# 159175
BD
33 Cavendish Square, London, W1G 0PW
March 21, 2019 - Present
PHCP, LLC·CRD# 300729
BD
1. 2340 Collins Avenue Suite 603, Miami Beach, FL 331392. 2340 Collins Avenue Suite 603, Miami Beach, FL 33139
July 11, 2019 - Present
EQUITEQ SECURITIES LLC·CRD# 283799
BD
460 Park Avenue South Suite 1102, New York, NY 10016
October 1, 2019 - Present
ENTEGRA SECURITIES LLC·CRD# 332517
BD
130 West 30th Street 6a, New York, NY 10001
March 18, 2025 - Present
ROSE & CO. CAPITAL ADVISORS, LLC·CRD# 168274
BD
445 Park Avenue Suite 700, New York, NY 10022
August 6, 2025 - Present
USREM SECURITIES LLC·CRD# 317571
BD
New York, NY
September 19, 2022 - March 1, 2023
SAFENED US, INC.·CRD# 308433
BD
New York, NY
March 16, 2021 - January 10, 2025
REALBLOCKS PRIVATE SECURITIES, INC.·CRD# 306101
BD
New York, NY
July 17, 2020 - May 17, 2024
INTELLIGENT CROSS LLC·CRD# 288946
BD
Stamford, CT
January 17, 2018 - July 13, 2021
HOCKING CAPITAL, LLC·CRD# 148088
BD
San Francisco, CA
December 26, 2013 - February 24, 2014
LAMPE CAPITAL NORTH AMERICA LLC·CRD# 160477
BD
New York, NY
February 25, 2013 - January 24, 2020
D/B/A ATWOOD CAPITAL PARTNERS·CRD# 145905
BD
New York, NY
May 26, 2009 - February 8, 2013
PLANNER SECURITIES LLC·CRD# 36866
BD
New York, NY
April 15, 2009 - January 31, 2012
ATLAS STRATEGIC ADVISORS, LLC·CRD# 138970
BD
New York, NY
February 15, 2008 - October 6, 2009
LYSTER WATSON SECURITIES, INC.·CRD# 30210
BD
New York, NY
May 25, 2007 - February 11, 2013
TROUT CAPITAL LLC·CRD# 131489
BD
New York, NY
April 30, 2007 - February 24, 2014
COLEMAN BROKERAGE GROUP, LLC·CRD# 135112
BD
New York, NY
October 4, 2006 - November 5, 2007
HUNTHILL CAPITAL, LLC·CRD# 130604
BD
New York, NY
August 25, 2006 - May 29, 2012
BENFIELD ADVISORY INC.·CRD# 42108
BD
New York, NY
May 26, 2006 - April 14, 2009
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
January 14, 2005 - July 12, 2005
MONEX SECURITIES, INC.·CRD# 30362
BD
Houston, TX
July 11, 2003 - August 2, 2004
ARAPAHO PARTNERS, LLC·CRD# 44665
BD
New York, NY
January 7, 2002 - November 11, 2002
FLEET ENTERPRISES, INC.·CRD# 17434
BD
New York, NY
April 29, 1994 - April 27, 1995
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
November 26, 1991 - April 21, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
March 20, 1990 - December 13, 1991

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Current Firm

R&
ROSE & CO. CAPITAL ADVISORS, LLC

ROSE & CO. CAPITAL ADVISORS, LLC

CRD#: 168274 / SEC#: 8-69298
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

445 Park Avenue Suite 700, New York, NY 10022

Mailing Address

445 Park Avenue Suite 700, New York, NY 10022

Phone Number

(212) 359-2230

Established

Delaware since 06/10/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ROSE, SIMON ALEXANDERCHAIRMAN2176436
BRINBERG, ROBERTCHIEF OPERATING OFFICER4937479
BENDER, STEVEN CHRISTOPHERFINOP2650187
IGNALL, EVAN TODDCHIEF COMPLIANCE OFFICER2039007
SNOW, KAREN MARIECEO3277652

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1992About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1990About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 2006About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Dec 2001About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Evan Todd Ignall's CRS (Customer Relationship Summary).

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