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JD

Jonathan M. Dease

WALTON RE SECURITIES
Scottsdale, AZ 85258
Some features on this profile are disabled
CRD#: 4240132
JD

Professional summary

Jonathan Michael Dease is a registered financial professional currently at WALTON RE SECURITIES, LLC located in Scottsdale, Arizona.

Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2000. Jonathan has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan Michael Dease's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 1, 2026 - Present

WALTON RE SECURITIES, LLC

Office #1: 8800 N Gainey Center Drive Suite 345, Scottsdale, AZ 85258
BD
CRD#: 172024
Scottsdale, AZ
Past

May 27, 2025 - January 26, 2026

ASHFORD SECURITIES LLC

BD
CRD#: 305330
DALLAS, TX
Past

September 1, 2016 - May 6, 2025

PREFERRED CAPITAL SECURITIES, LLC

BD
CRD#: 169719
ATLANTA, GA
Past

July 20, 2015 - September 2, 2016

PROVASI CAPITAL PARTNERS LP

BD
CRD#: 119539
DALLAS, TX
Past

January 9, 2012 - April 8, 2015

GRIFFIN CAPITAL SECURITIES, LLC

BD
CRD#: 37739
IRVINE, CA
Past

February 1, 2011 - November 28, 2011

GRUBB & ELLIS CAPITAL CORPORATION

BD
CRD#: 151226
SANTA ANA, CA
Past

May 11, 2009 - August 9, 2011

GRUBB & ELLIS SECURITIES, INC.

BD
CRD#: 17932
SANTA ANA, CA
Past

October 19, 2000 - February 10, 2009

PACIFIC SELECT DISTRIBUTORS, LLC

BD
CRD#: 4452
NEWPORT BEACH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/1/2026)
RR
Alaska
(5/1/2026)
RR
Arizona
(5/1/2026)
RR
Arkansas
(5/1/2026)
RR
California
(5/1/2026)
RR
Colorado
(5/1/2026)
RR
Connecticut
(5/1/2026)
RR
Delaware
(5/1/2026)
RR
District of Columbia
(5/1/2026)
RR
Florida
(5/1/2026)
RR
Georgia
(5/1/2026)
RR
Hawaii
(5/1/2026)
RR
Idaho
(5/1/2026)
RR
Illinois
(5/1/2026)
RR
Indiana
(5/1/2026)
RR
Iowa
(5/1/2026)
RR
Kansas
(5/1/2026)
RR
Kentucky
(5/1/2026)
RR
Louisiana
(5/1/2026)
RR
Maine
(5/1/2026)
RR
Maryland
(5/1/2026)
RR
Massachusetts
(5/1/2026)
RR
Michigan
(5/1/2026)
RR
Minnesota
(5/1/2026)
RR
Mississippi
(5/1/2026)
RR
Missouri
(5/1/2026)
RR
Montana
(5/1/2026)
RR
Nebraska
(5/1/2026)
RR
Nevada
(5/1/2026)
RR
New Hampshire
(5/1/2026)
RR
New Jersey
(5/1/2026)
RR
New Mexico
(5/1/2026)
RR
New York
(5/1/2026)
RR
North Carolina
(5/1/2026)
RR
North Dakota
(5/1/2026)
RR
Ohio
(5/1/2026)
RR
Oklahoma
(5/1/2026)
RR
Oregon
(5/1/2026)
RR
Pennsylvania
(5/1/2026)
RR
Rhode Island
(5/1/2026)
RR
South Carolina
(5/1/2026)
RR
South Dakota
(5/1/2026)
RR
Tennessee
(5/1/2026)
RR
Texas
(5/1/2026)
RR
Utah
(5/1/2026)
RR
Vermont
(5/1/2026)
RR
Virginia
(5/1/2026)
RR
Washington
(5/1/2026)
RR
West Virginia
(5/1/2026)
RR
Wisconsin
(5/1/2026)
RR
Wyoming
(5/1/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 4/13/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/12/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/18/2000
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

WR
WALTON RE SECURITIES, LLC
EI CAPITAL DISTRIBUTORS, LLC | WALTON RE SECURITIES, LLC | ROKA CAPITAL DISTRIBUTORS, LLC | GRT SECURITIES, LLC

CRD#: 172024 / SEC#: , 8-69494

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
8800 N Gainey Center Drive Suite 345, Scottsdale, AZ 85258
Mailing Address
8800 N Gainey Center Drive Suite 345, Scottsdale, AZ 85258
Phone number
(480) 586-9258
Established
Delaware since 03/05/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WALTON INTERNATIONAL GROUP (S) PTE LTD.FOREIGN ENTITY
BARENBOIM, LEONARDCCO, AML OFFICER1523181
GEORGE, KENNETH RONALDPOO/CFO/FINOP2643369
HUBBARD, KATHLEENPRESIDENT5564316

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WALTON RE SECURITIES, LLC

CRD#: 172024Scottsdale, AZ 85258

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