Candace D. Roane
Professional summary
Candace Dill Roane, who also goes by Candace Elizabeth Dill, is a registered financial professional currently at DFA SECURITIES LLC located in Charlotte, North Carolina.
Candace is registered as a RR (Registered Representative) and started their career in finance in 2000. Candace has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Candace Dill Roane's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 29, 2024 - Present
DFA SECURITIES LLC
Office #1: 1515 South Tryon Street, Charlotte, NC 28203September 16, 2022 - April 11, 2024
QUASAR DISTRIBUTORS, LLC
August 12, 2021 - May 6, 2022
DFA SECURITIES LLC
October 5, 2010 - June 14, 2021
AQUILA DISTRIBUTORS LLC
November 14, 2006 - September 25, 2007
WELLS FARGO CLEARING SERVICES, LLC
November 10, 2006 - September 20, 2010
WELLS FARGO CLEARING SERVICES, LLC
June 3, 2004 - May 23, 2006
NATIXIS ADVISORS, LLC
May 25, 2004 - May 23, 2006
NATIXIS DISTRIBUTION, LLC
July 12, 2002 - December 11, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 11, 2002 - December 11, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 1, 2000 - July 16, 2002
WELLS FARGO CLEARING SERVICES, LLC
August 31, 2000 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/29/2024)
Exams
FINRA
Current Firm
DFA SECURITIES LLC
CRD#: 10292 / SEC#: , 8-27006
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DIMENSIONAL FUND ADVISORS LP | DELAWARE LP AND SOLE MEMBER OF DFAS | |
| BOOTH, DAVID GILBERT | CHAIRMAN | 1031000 |
| BUTLER, DAVID PAUL | CO-CHIEF EXECUTIVE OFFICER | 2305298 |
| DALLMER, LISA MICHELE | CHIEF OPERATING OFFICER | 2586913 |
| GRZELAK, BERNARD JAMES | CHIEF FINANCIAL OFFICER, FINANCIAL OPERATIONS PRINCIPAL, AND PRINCIPAL OPERATING OFFICER | 4285750 |
| NEWELL, CATHERINE LEE | VICE PRESIDENT AND SECRETARY | 2890628 |
| NOTELOVITZ, SELWYN JUSTIN | GLOBAL CHIEF COMPLIANCE OFFICER | 2886676 |
| O'REILLY, GERARD KIERAN | CO-CHIEF EXECUTIVE OFFICER AND CO-CIO | 4982644 |
Red Flags
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