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JT

John Hy Tonelli

MARCO POLO SECURITIES
NEW YORK, NY
·CRD# 4207375·26 years experience

Professional Summary

John Hy Tonelli is a registered financial advisor currently at MARCO POLO SECURITIES LLC located in New York, New York. John is registered as a RR (Registered Representative) and started their career in finance in 2000. John has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 79, Series 7, Series 10 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

MARCO POLO SECURITIES LLC·CRD# 46561
BD
1230 Avenue Of Am 16th Floor, New York, NY 10020
June 25, 2026 - Present
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
June 16, 2015 - June 12, 2026
ADVANCED GLOBAL SECURITES CORP.·CRD# 36095
BD
Hudson, NY
June 23, 2011 - February 12, 2016
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
October 1, 2008 - September 11, 2009
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
New York, NY
June 2, 2008 - October 1, 2008
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
New York, NY
January 6, 2004 - December 31, 2004
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
December 11, 2003 - June 2, 2008
IVP CAPITAL, LLC·CRD# 104197
BD
Water Mill, NY
October 5, 2000 - May 25, 2004

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Current Firm

MP
MARCO POLO SECURITIES LLC

DEVINE SECURITIES INC. | MARCO POLO SECURITIES LLC | MARCO POLO SECURITIES INC. | INVESTABLE OCEANS

CRD#: 46561 / SEC#: 8-51480
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1230 Avenue Of Am 16th Floor, New York, NY 10020

Mailing Address

1230 Avenue Am 16th Floor, New York, NY 10020

Phone Number

(347) 773-4959

Established

Delaware since 12/31/2025

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (36 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MARCO POLO EXCHANGE INCOWNER—
CARLSON, STEVEN JACKCHIEF EXECUTIVE OFFICER2026011
MACK, ALEXANDER HERBERTFINOP4805607
ZAK, STEPHEN PETERCHIEF COMPLIANCE OFFICER2423424

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2003About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2000About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Sep 2011About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Jul 2000About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 24 — General Securities Principal Examination

Passed Aug 2000About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Hy Tonelli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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