Steven Jack Carlson
Professional Summary
Steven Jack Carlson is a registered financial advisor currently at MARCO POLO SECURITIES LLC located in New York, New York. Steven is registered as a RR (Registered Representative) and started their career in finance in 1990. Steven has worked at 8 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
DEVINE SECURITIES INC. | MARCO POLO SECURITIES LLC | MARCO POLO SECURITIES INC. | INVESTABLE OCEANS
Contact Information
Main Address
1230 Avenue Of Am 16th Floor, New York, NY 10020Mailing Address
1230 Avenue Am 16th Floor, New York, NY 10020Phone Number
(347) 773-4959Established
Delaware since 12/31/2025Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (36 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/31/2017)
(8/22/2024)
(8/26/2024)
(8/12/2024)
(4/29/2025)
(5/19/2024)
(11/21/2024)
(2/22/2026)
(3/2/2017)
(8/28/2024)
(5/21/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Nov 1996SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Steven Jack Carlson's CRS (Customer Relationship Summary).
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