KS
Kerry L. Schepers
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Maquoketa, IA 52060
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CRD#: 4200961
KS
Professional summary
Kerry Lynn Schepers, ChFC®, who also goes by Kerry Sheets, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Maquoketa, Iowa and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Maquoketa, Iowa.
Kerry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Kerry has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kerry Sheets
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MAQUOKETA STATE BANK, 203 N MAIN ST MAQUOKETA IA, 01/2016, MANAGER OHNWARD WEALTH AND RETIREMENT, INV REL, 60 HR/WK 60/TRADING 2) OHNWARD WEALTH & RETIREMENT, 203 N MAIN ST MAQUOKETA IA, 09/1999, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 20 HR/MO 20 HR/MO TRADING 3) WELLMARK INSURANCE SALES, 203 N MAIN ST MAQUOKETA IA, 09/2003, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 2 HR/MO 2 HR/MO TRADING 4) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING, 10/2018 5) MAQUOKETA HIGH SCHOOL ALUMNI ASSOCIATION, PO BOX 802 203 N MAIN ST MAQUOKETA IA, 06/2010, COMMITTEE MEMBER, SCHOLASTIC, NIR, 20 HR/YR 0/TRADING 6) FRIENDS OF MAQUOKETA CAVES STATE PARK, 10970 98TH ST MAQUOKETA IA, 06/2018, VOLUNTEER, GRANT WRITER, NIR, 3 HR/MO 0 HR/MO TRADING 7) GRANT WOOD MISSISSIPPI RIVER REGION, 119 S MAIN ST MAQUOKETA IA, 09/2014, AS PARKS TO PEOPLE VOTING BOARD MEMBER. NIR, 5 HR/MO 0 HR/MO TRADING 8) MAQUOKETA ART EXPERIENCE BOARD, 124 S MAIN ST MAQUOKETA IA, 10/2019, VOLUNTEER/MAQ. ART EXPERIENCE BOARD, BOARD MEETINGS, SPECIAL EVENTS. NIR, 2 HR/MO 0 HR/MO TRADING 9) IPERS/STATE PENSION ENTITY, 7401 REGISTER DRIVE DES MOINES IA, 03/2021, NIR, VOLUNTEER BOARD MEMBER, 4 HR/MO 4 HR/MO TRADING 10) INNOVATE 120, 120 S Main Street, Maquoketa IA 52060, 06/01/2024, Board Member, Volunteer, NIR, 2 HR/MO, 0 HR/MO TRADING. 11) OHNWARD WEALTH & RETIREMENT, 107 E Quarry Street, Maquoketa IA 52060, United States, START DATE 01/2015, Agent, DBA Name, NIR, 160 HR/MO, 100 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Kerry Lynn Schepers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 20, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 107 E Quarry St., Maquoketa, IA 52060RIA
CRD#: 134139
Maquoketa, IA
Current
October 20, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 107 E Quarry St., Maquoketa, IA 52060BD
CRD#: 39543
Maquoketa, IA
Past
August 3, 2016 - October 20, 2018
INVESTMENT ADVISORS CORP
RIA
CRD#: 117531
MAQUOKETA, IA
Past
December 21, 2015 - October 20, 2018
BROKER DEALER FINANCIAL SERVICES CORP.
BD
CRD#: 8073
MAQUOKETA, IA
Past
June 16, 2000 - December 31, 2015
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
MAQUOKETA, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/18/2025)
RR
Colorado(10/20/2018)
RR
Florida(4/3/2019)
RR
Hawaii(3/23/2020)
RR
Illinois(10/20/2018)
RR
Iowa(10/20/2018)
IAR
Iowa(10/20/2018)
RR
Minnesota(10/20/2018)
RR
Missouri(10/20/2018)
RR
New York(10/20/2018)
RR
Oklahoma(3/25/2024)
RR
Texas(10/20/2018)
IAR
Texas(10/24/2018)
RR
Washington(7/19/2023)
RR
Wisconsin(10/20/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
