Nathan Raymond Johnson
Professional Summary
Nathan Raymond Johnson is a registered financial advisor currently at DRAKE STAR SECURITIES LLC located in Los Angeles, California. Nathan is registered as a RR (Registered Representative) and started their career in finance in 2006. Nathan has worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
20 years in the financial services industry
Current & Past Employments
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Current Firm
DRAKE STAR SECURITIES LLC | RCG, LLC
Contact Information
Main Address
2054 Vista Parkway Suite 400, West Palm Beach, FL 33411Mailing Address
2054 Vista Parkway Suite 400, West Palm Beach, FL 33411Phone Number
(212) 508-7111Established
New York since 01/15/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/7/2012)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Nathan Raymond Johnson's CRS (Customer Relationship Summary).
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