Maureen Obrien-aderholdt
Professional Summary
Maureen Obrien-aderholdt, who also goes by Maureen Aderholdt, Maureen Mary O'brien, Maureen Mary Margaret O'brien-aderholdt, Maureen M Obrien, Mo Obrien, is a registered financial advisor currently at BOOMERANG CAPITAL LLC located in Rowayton, Connecticut and FARVAHAR CAPITAL LLC located in Hudson, New York. Maureen is registered as a RR (Registered Representative) and started their career in finance in 2000. Maureen has worked at 26 firms and has passed the Series 65, Series 63, Series 82TO,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Maureen Aderholdt, Maureen Mary O'brien, Maureen Mary Margaret O'brien-Aderholdt, Maureen M Obrien, Mo Obrien
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
UNITED FIRST PARTNERS LLC
Contact Information
Main Address
3 Columbus Circle Suite 1730, New York, NY 10019Mailing Address
3 Columbus Circle Suite 1730, New York, NY 10019Phone Number
(917) 836-8841Established
New York since 08/31/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (13 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HADJEDJ, MICHAEL SIMON | PRESIDENT, ELECTED MANAGER | 5854635 |
| MARDEL, STEPHANE CHARLES | CO-PRESIDENT | 5854634 |
| DICKERSON, ELIZABETH ANNE | CHIEF COMPLIANCE OFFICER | 1917497 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| SINELNIKOV, PETER SERGEY | PRINCIPAL FINANCIAL OFFICER | 6493208 |
| UNITED FIRST PARTNERS HOLDINGS, LLC | SOLE MEMBER | — |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/22/2023)
(2/22/2023)
(2/22/2023)
(2/22/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Feb 2023About the Series 82TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Sep 2008About the Series 87 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jan 2023About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Maureen Obrien-aderholdt's CRS (Customer Relationship Summary).
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